SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 03/31/2015

Position Statistics

Total Positions 235
New Positions 23
Increased Positions 54
Decreased Positions 174
Positions with Activity 228
Sold Out Positions 94
Total Mkt Value (in $ millions) 329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.7%
Capital Goods 1.65%
Conglomerates 0.06%
Consumer Cyclical 3.89%
Consumer/Non-Cyclical 5.37%
Energy 5.86%
Financial 47.27%
Healthcare 11.5%
Services 11.81%
Technology 3.68%
Transportation 0.49%
Utilities 4.45%

235 Positions as of 03/31/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 259 .12 1,625
ABBOTT LABS COM 337 -3 (0.86) 6,924
ABBVIE INC COM 571 -333 (36.88) 8,632
ACCURAY INC COM -149 Sold Out 0
ACTAVIS PLC PFD CONV SER A 28,705 28,705 New 27,611
ACTAVIS PLC SHS 447 447 New 1,488
ADVANCE AUTO PARTS INC COM -227 Sold Out 0
AEROJET ROCKETDYNE HLDGS INC COM -309 Sold Out 0
AETNA INC NEW COM -306 Sold Out 0
AFFILIATED MANAGERS GROUP COM 331 .07 1,489
AGILENT TECHNOLOGIES INC COM -355 Sold Out 0
AIR LEASE CORP CL A -283 Sold Out 0
ALBEMARLE CORP COM -315 Sold Out 0
ALCOA INC DEP SHS 1/10TH 2,767 -3,461 (55.57) 62,340
ALERE INC PERP PFD CONV SE 2,573 New 7,500
ALLSTATE CORP COM 210 -5 (2.44) 3,118
ALTRIA GROUP INC COM 384 135 54.10 7,497
AMAZON COM INC COM 396 New 930
AMERICAN AIRLS GROUP INC COM 285 -248 (46.47) 6,870
AMERICAN EXPRESS CO COM -336 Sold Out 0