SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 12/31/2013

Position Statistics

Total Positions 302
New Positions 63
Increased Positions 118
Decreased Positions 143
Positions with Activity 261
Sold Out Positions 50
Total Mkt Value (in $ millions) 392

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.13%
Capital Goods 4.2%
Conglomerates 0.18%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 3.34%
Energy 6.36%
Financial 35.52%
Healthcare 6.93%
Services 15.82%
Technology 11.79%
Transportation 1.49%
Utilities 4.32%

302 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 1,194 New 8,667
ABBOTT LABS COM 698 New 17,940
ABBVIE INC COM 925 -689 (42.68) 19,062
ACCENTURE PLC IRELAND SHS CLASS A 480 New 6,079
ACCURAY INC COM -587 Sold Out 0
ACELRX PHARMACEUTICALS INC COM 813 813 New 76,087
ACTAVIS PLC SHS 1,422 -3 (0.21) 7,202
AFFILIATED MANAGERS GROUP COM 267 New 1,430
AGILENT TECHNOLOGIES INC COM 806 221 37.65 14,756
AKORN INC COM -866 Sold Out 0
ALERE INC PERP PFD CONV SE 5,837 -447 (7.11) 19,600
ALEXION PHARMACEUTICALS INC COM 682 -199 (22.56) 4,551
ALLEGION PUB LTD CO ORD SHS -280 Sold Out 0
ALLERGAN INC COM 763 -475 (38.38) 5,699
ALLSTATE CORP COM 1,462 -2 (0.11) 26,213
ALTRIA GROUP INC COM 1,255 -130 (9.42) 32,641
AMAZON COM INC COM 1,137 444 64.01 3,500
AMEDISYS INC COM 293 293 New 21,255
AMERICAN AIRLS GROUP INC COM 501 501 New 14,157
AMERICAN CAPITAL AGENCY CORP COM -1,283 Sold Out 0