SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 03/31/2015

Position Statistics

Total Positions 235
New Positions 23
Increased Positions 54
Decreased Positions 174
Positions with Activity 228
Sold Out Positions 94
Total Mkt Value (in $ millions) 331

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.68%
Capital Goods 1.66%
Conglomerates 0.06%
Consumer Cyclical 3.96%
Consumer/Non-Cyclical 5.32%
Energy 5.88%
Financial 47.23%
Healthcare 11.58%
Services 11.78%
Technology 3.72%
Transportation 0.49%
Utilities 4.4%

235 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 53,582 -17,198 (24.3) 251,915
ALCOA INC DEP SHS 1/10TH 2,774 -3,469 (55.57) 62,340
HEALTH CARE REIT INC PFD PER CON I 6,797 -3,159 (31.73) 106,347
RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 632 -2,506 (79.86) 10,000
GOOGLE INC CL A 1,254 -1,209 (49.08) 2,263
DYNEGY INC NEW DEL PFD CONV SER A -1,097 Sold Out 0
CBS CORP (CLASS B) CL B -1,005 Sold Out 0
CANCER GENETICS INC COM -699 Sold Out 0
VERIZON COMMUNICATIONS INC COM 431 -674 (60.97) 8,698
RPX CORP COM -673 Sold Out 0
CITIGROUP INC COM NEW 1,012 -644 (38.89) 18,439
MBIA INC COM -606 Sold Out 0
MYLAN N V SHS EURO -599 Sold Out 0
FOOT LOCKER INC COM -597 Sold Out 0
ISHARES MRG RL ES CP ETF -595 Sold Out 0
HUNTINGTON INGALLS INDS INC COM -557 Sold Out 0
HOWARD HUGHES CORP COM -554 Sold Out 0
CAPITAL ONE FINL CORP COM 332 -536 (61.77) 3,922
BOEING CO COM 292 -529 (64.41) 2,043
UNIQURE NV SHS -522 Sold Out 0