SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 03/31/2014

Position Statistics

Total Positions 317
New Positions 61
Increased Positions 88
Decreased Positions 226
Positions with Activity 314
Sold Out Positions 70
Total Mkt Value (in $ millions) 280

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.79%
Capital Goods 3.13%
Conglomerates 0.16%
Consumer Cyclical 1.48%
Consumer/Non-Cyclical 2.03%
Energy 4.4%
Financial 50.08%
Healthcare 4.13%
Services 12.28%
Technology 8.78%
Transportation 1.66%
Utilities 3.66%

317 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNION PAC CORP COM 659 -1,180 (64.16) 6,626
TWENTY FIRST CENTY FOX INC CL A 659 -507 (43.51) 20,586
ALLSTATE CORP COM 655 -836 (56.06) 11,519
BARCLAYS PLC ADR 655 -482 (42.39) 42,222
AT&T INC COM 652 -1,331 (67.11) 17,941
ABBVIE INC COM 651 -373 (36.45) 12,114
BOEING CO COM 647 -379 (36.95) 5,293
EASTMAN CHEM CO COM 643 -503 (43.88) 7,909
CBS CORP (CLASS B) CL B 639 -329 (33.98) 11,078
GLU MOBILE INC COM 638 638 New 92,490
MIDSTATES PETE CO INC COM 629 -105 (14.29) 96,875
AMGEN INC COM 628 -1,123 (64.15) 4,827
FEDEX CORP COM 619 -689 (52.69) 4,141
EOG RES INC COM 618 -132 (17.66) 5,436
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 614 -763 (55.41) 5,595
WELLS FARGO & CO NEW COM 608 -1,761 (74.34) 11,665
VISA INC COM CL A 597 -828 (58.1) 2,788
VALERO ENERGY CORP NEW COM 587 -443 (43.02) 11,718
CASELLA WASTE SYS INC CL A 584 -22 (3.56) 121,656
ISHARES TR CORE US AGGBD ET 578 New 5,295