SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 12/31/2013

Position Statistics

Total Positions 302
New Positions 63
Increased Positions 118
Decreased Positions 143
Positions with Activity 261
Sold Out Positions 50
Total Mkt Value (in $ millions) 392

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.13%
Capital Goods 4.2%
Conglomerates 0.18%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 3.34%
Energy 6.36%
Financial 35.52%
Healthcare 6.93%
Services 15.82%
Technology 11.79%
Transportation 1.49%
Utilities 4.32%

302 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLSTATE CORP COM 1,462 -2 (0.11) 26,213
METLIFE INC COM 1,448 516 55.30 28,278
EATON CORP PLC SHS 1,435 289 25.26 19,436
MIZUHO FINL GROUP INC SPONSORED ADR 1,429 391 37.65 360,785
ACTAVIS PLC SHS 1,422 -3 (0.21) 7,202
CELGENE CORP COM 1,413 -1 (0.08) 9,984
HALLIBURTON CO COM 1,405 -138 (8.96) 23,078
BANK OF AMERICA CORPORATION COM 1,386 New 85,811
VISA INC COM CL A 1,384 1,017 277.00 6,654
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 1,370 -2 (0.12) 12,548
TIME WARNER INC COM NEW 1,366 New 20,974
PEPSICO INC COM 1,318 New 15,411
INTEL CORP COM 1,296 -489 (27.39) 47,932
DTE ENERGY CO COM 1,295 -328 (20.2) 16,904
INTL PAPER CO COM 1,293 279 27.54 28,452
ORACLE CORP COM 1,274 -865 (40.42) 31,794
MASTERCARD INC CL A 1,268 -51 (3.88) 17,100
MCKESSON CORP COM 1,267 New 7,412
ALTRIA GROUP INC COM 1,255 -130 (9.42) 32,641
EASTMAN CHEM CO COM 1,248 481 62.73 14,094