SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 09/30/2014

Position Statistics

Total Positions 292
New Positions 45
Increased Positions 121
Decreased Positions 135
Positions with Activity 256
Sold Out Positions 50
Total Mkt Value (in $ millions) 267

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.14%
Capital Goods 2.7%
Conglomerates 0.18%
Consumer Cyclical 2.1%
Consumer/Non-Cyclical 3.19%
Energy 2.41%
Financial 46.18%
Healthcare 6.15%
Services 15.84%
Technology 6.33%
Transportation 1.24%
Utilities 4.73%

292 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 2,183 -22 (1) 19,324
WEYERHAEUSER CO PREF CONV SER A 2,146 -3 (0.14) 36,624
HUNTINGTON BANCSHARES INC PFD CONV SER A 1,936 New 1,456
AMERICAN TOWER CORP NEW PFD CONV SER A 1,778 -2 (0.14) 15,775
JPMORGAN CHASE & CO COM 1,683 -43 (2.46) 29,701
AMERICAN AIRLS GROUP INC COM 1,624 561 52.83 29,158
GENERAL ELECTRIC CO COM 1,623 143 9.68 66,316
SELECT SECTOR SPDR TR SBI INT-UTILS 1,388 -1 (0.11) 28,244
CITIGROUP INC COM NEW 1,328 -137 (9.36) 27,305
COMCAST CORP NEW CL A 1,294 -352 (21.38) 22,986
JOHNSON & JOHNSON COM 1,272 261 25.83 12,442
EXXON MOBIL CORP COM 1,242 -193 (13.45) 13,669
PFIZER INC COM 1,155 -29 (2.47) 35,600
CAPITAL ONE FINL CORP COM 1,116 290 35.14 14,379
ENTRAVISION COMMUNICATIONS CP CL A 1,015 474 87.48 147,341
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 990 294 42.33 48,870
CBS CORP (CLASS B) CL B 978 179 22.37 17,508
CELGENE CORP COM 977 -181 (15.67) 7,887
CIMATRON LTD ORD 977 118 13.78 111,030
KIMBERLY CLARK CORP COM 970 New 8,685