SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 06/30/2014

Position Statistics

Total Positions 297
New Positions 50
Increased Positions 99
Decreased Positions 194
Positions with Activity 293
Sold Out Positions 52
Total Mkt Value (in $ millions) 278

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.23%
Capital Goods 3%
Conglomerates 0.24%
Consumer Cyclical 1.98%
Consumer/Non-Cyclical 2.02%
Energy 2.96%
Financial 48.96%
Healthcare 4.09%
Services 16.44%
Technology 8.6%
Transportation 0.8%
Utilities 3.23%

297 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HUNTINGTON BANCSHARES INC PFD CONV SER A 1,947 48 2.54 1,456
JPMORGAN CHASE & CO COM 1,816 -124 (6.39) 30,451
AMERICAN TOWER CORP NEW PFD CONV SER A 1,705 1,705 New 15,797
COMCAST CORP NEW CL A 1,600 -24 (1.49) 29,236
CITIGROUP INC COM NEW 1,580 -188 (10.65) 30,126
GENERAL ELECTRIC CO COM 1,565 -796 (33.72) 60,466
GOOGLE INC CL A 1,515 698 85.49 2,710
EXXON MOBIL CORP COM 1,502 -24 (1.57) 15,794
SELECT SECTOR SPDR TR SBI INT-UTILS 1,265 -28 (2.15) 28,274
ISHARES TR U.S. REAL ES ETF 1,142 -20 (1.69) 15,366
PFIZER INC COM 1,062 123 13.09 36,500
JOHNSON & JOHNSON COM 1,036 -17 (1.58) 9,888
CELGENE CORP COM 989 -127 (11.36) 9,352
KIMBERLY CLARK CORP COM 988 New 8,685
MICROSOFT CORP COM 917 -17 (1.78) 19,719
INVESCO LTD SHS 907 -521 (36.46) 23,207
AMGEN INC COM 896 137 18.09 5,700
INTL PAPER CO COM 879 -117 (11.78) 17,666
CAPITAL ONE FINL CORP COM 859 120 16.22 10,640
CVS HEALTH CORP COM 838 -140 (14.28) 9,838