SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 03/31/2014

Position Statistics

Total Positions 317
New Positions 61
Increased Positions 88
Decreased Positions 226
Positions with Activity 314
Sold Out Positions 70
Total Mkt Value (in $ millions) 275

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.76%
Capital Goods 3.14%
Conglomerates 0.16%
Consumer Cyclical 1.47%
Consumer/Non-Cyclical 2.03%
Energy 4.37%
Financial 50.12%
Healthcare 4.14%
Services 12.3%
Technology 8.75%
Transportation 1.66%
Utilities 3.65%

317 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HUNTINGTON BANCSHARES INC PFD CONV SER A 1,896 -2,100 (52.56) 1,420
JPMORGAN CHASE & CO COM 1,876 -2,337 (55.47) 32,529
CITIGROUP INC COM NEW 1,649 -2,073 (55.7) 33,716
COMCAST CORP NEW CL A 1,595 -2,408 (60.16) 29,678
EXXON MOBIL CORP COM 1,588 -3,072 (65.93) 16,046
INVESCO LTD SHS 1,374 -861 (38.52) 36,522
GENESEE & WYO INC UNIT 100115 1,274 13 1.04 9,452
SELECT SECTOR SPDR TR SBI INT-UTILS 1,192 1,192 New 28,895
ISHARES TR U.S. REAL ES ETF 1,121 1,121 New 15,630
ISHARES MSCI STH KOR ETF 1,033 1,033 New 15,634
JOHNSON & JOHNSON COM 1,006 -1,576 (61.05) 10,047
LYONDELLBASELL INDUSTRIES N V SHS - A - 964 -1,093 (53.15) 9,071
INTL PAPER CO COM 951 -400 (29.62) 20,024
PFIZER INC COM 926 -1,444 (60.92) 32,275
CELGENE CORP COM 919 -821 (47.17) 10,550
KIMBERLY CLARK CORP COM 902 New 8,685
SCHLUMBERGER LTD COM 898 -1,622 (64.38) 8,281
PIONEER NAT RES CO COM 877 100 12.91 3,962
CVS CAREMARK CORPORATION COM 876 -1,412 (61.7) 11,477
PROCTER & GAMBLE CO COM 876 -1,791 (67.16) 11,324