SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 12/31/2014

Position Statistics

Total Positions 283
New Positions 42
Increased Positions 100
Decreased Positions 149
Positions with Activity 249
Sold Out Positions 69
Total Mkt Value (in $ millions) 295

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.33%
Capital Goods 2.14%
Conglomerates 0.31%
Consumer Cyclical 1.53%
Consumer/Non-Cyclical 4.82%
Energy 1.84%
Financial 49.03%
Healthcare 5.17%
Services 15.38%
Technology 7.2%
Transportation 0.97%
Utilities 5.34%

283 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VISA INC COM CL A -807 Sold Out 0
XOMA CORP DEL COM -155 Sold Out 0
ZIONS BANCORPORATION COM -302 Sold Out 0