SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 09/30/2014

Position Statistics

Total Positions 292
New Positions 45
Increased Positions 121
Decreased Positions 135
Positions with Activity 256
Sold Out Positions 50
Total Mkt Value (in $ millions) 269

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.37%
Capital Goods 2.7%
Conglomerates 0.32%
Consumer Cyclical 2.14%
Consumer/Non-Cyclical 3.18%
Energy 2.56%
Financial 46.4%
Healthcare 5.7%
Services 15.46%
Technology 6.36%
Transportation 1.24%
Utilities 4.68%

292 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ESPERION THERAPEUTICS INC NEW COM -642 Sold Out 0
FORTUNE BRANDS HOME & SEC INC COM -566 Sold Out 0
GLU MOBILE INC COM -376 Sold Out 0
HERCULES OFFSHORE INC COM -70 Sold Out 0
HUBBELL INC CL B -233 Sold Out 0
ISHARES MSCI STH KOR ETF -215 Sold Out 0
ISHARES MSCI TAIWAN ETF -301 Sold Out 0
KARYOPHARM THERAPEUTICS INC COM -218 Sold Out 0
KRAFT FOODS GROUP INC COM -376 Sold Out 0
LENNAR CORP CL A -217 Sold Out 0
LIBERTY INTERACTIVE CORP LBT VENT COM A -48 Sold Out 0
LIBERTY INTERACTIVE CORP INT COM SER A -261 Sold Out 0
LIFETIME BRANDS INC COM -295 Sold Out 0
LUMENIS LTD SHS CL B -382 Sold Out 0
MADISON SQUARE GARDEN CO CL A -541 Sold Out 0
NATIONAL OILWELL VARCO INC COM -465 Sold Out 0
NORCRAFT COS INC COM -541 Sold Out 0
OMNICARE CAP TR II PFD B TR 4.00% -5,365 Sold Out 0
PIONEER NAT RES CO COM -481 Sold Out 0
PROSPECT CAPITAL CORPORATION COM -333 Sold Out 0


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