SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 12/31/2013

Position Statistics

Total Positions 302
New Positions 63
Increased Positions 118
Decreased Positions 143
Positions with Activity 261
Sold Out Positions 50
Total Mkt Value (in $ millions) 392

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.13%
Capital Goods 4.2%
Conglomerates 0.18%
Consumer Cyclical 2.48%
Consumer/Non-Cyclical 3.34%
Energy 6.36%
Financial 35.52%
Healthcare 6.93%
Services 15.82%
Technology 11.79%
Transportation 1.49%
Utilities 4.32%

302 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AVEO PHARMACEUTICALS INC COM -244 Sold Out 0
AVNET INC COM -917 Sold Out 0
BIOCRYST PHARMACEUTICALS COM -501 Sold Out 0
BROADCOM CORP CL A -690 Sold Out 0
BROADWIND ENERGY INC COM NEW -666 Sold Out 0
CAREER EDUCATION CORP COM -1,091 Sold Out 0
CF INDS HLDGS INC COM -910 Sold Out 0
COBALT INTL ENERGY INC COM -346 Sold Out 0
DINEEQUITY INC COM -973 Sold Out 0
E TRADE FINANCIAL CORP COM NEW -481 Sold Out 0
E-COMMERCE CHINA DANGDANG INC SPN ADS COM A -553 Sold Out 0
ECOLAB INC COM -853 Sold Out 0
FELCOR LODGING TR INC COM -632 Sold Out 0
HOLOGIC INC COM -832 Sold Out 0
HORIZON PHARMA INC COM -1,644 Sold Out 0
ISHARES TIPS BD ETF -211 Sold Out 0
KEMET CORP COM NEW -415 Sold Out 0
M D C HLDGS INC COM -466 Sold Out 0
MAXWELL TECHNOLOGIES INC COM -631 Sold Out 0
MICROSTRATEGY INC CL A NEW -1,125 Sold Out 0