SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 09/30/2014

Position Statistics

Total Positions 292
New Positions 45
Increased Positions 121
Decreased Positions 135
Positions with Activity 256
Sold Out Positions 50
Total Mkt Value (in $ millions) 263

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.27%
Capital Goods 2.66%
Conglomerates 0.33%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 3.17%
Energy 2.49%
Financial 46.62%
Healthcare 5.87%
Services 15.56%
Technology 6.27%
Transportation 1.21%
Utilities 4.57%

292 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HALCON RES CORP COM NEW 150 84 127.48 72,600
OCLARO INC COM NEW 149 -10 (6.54) 74,320
PATTERSON UTI ENERGY INC COM 136 136 New 8,400
BIND THERAPEUTICS INC COM 132 -81 (38.06) 22,915
COEUR MNG INC COM NEW 125 125 New 28,900
THRESHOLD PHARMACEUTICAL INC COM NEW 125 -223 (64.09) 42,240
MGIC INVT CORP WIS COM 122 122 New 13,513
KEYCORP NEW COM 121 121 New 9,012
STANLEY BLACK & DECKER INC CORP UNIT 2013 112 112 New 975
GENERAL CABLE CORP DEL NEW COM 111 111 New 7,754
BASIC ENERGY SVCS INC NEW COM 103 -7 (6.65) 16,135
CORNERSTONE ONDEMAND INC COM 96 96 New 2,695
PENN VA CORP COM 96 96 New 17,404
CALLON PETE CO DEL COM 83 83 New 15,900
MIDSTATES PETE CO INC COM 72 -5 (6.57) 44,770
SKY-MOBI LTD SPONSORED ADS 71 -48 (40.38) 18,100
SEVENTY SEVEN ENERGY INC COM 60 60 New 9,907
HALYARD HEALTH INC COM 42 New 1,086
CALIFORNIA RES CORP COM 18 -1 (3.24) 2,988
SALESFORCE COM INC COM 5 5 New 87