SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 12/31/2014

Position Statistics

Total Positions 283
New Positions 42
Increased Positions 100
Decreased Positions 149
Positions with Activity 249
Sold Out Positions 69
Total Mkt Value (in $ millions) 295

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 2.07%
Conglomerates 0.26%
Consumer Cyclical 1.58%
Consumer/Non-Cyclical 4.61%
Energy 1.93%
Financial 49.2%
Healthcare 5.28%
Services 15.56%
Technology 7.2%
Transportation 0.94%
Utilities 5.36%

283 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BARCLAYS PLC ADR -609 Sold Out 0
BASIC ENERGY SVCS INC NEW COM -130 Sold Out 0
BIND THERAPEUTICS INC COM -164 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -461 Sold Out 0
CALIFORNIA RES CORP COM -27 Sold Out 0
CALLON PETE CO DEL COM -139 Sold Out 0
CAPITAL SR LIVING CORP COM -400 Sold Out 0
CIENA CORP COM NEW -4 Sold Out 0
COEUR MNG INC COM NEW -161 Sold Out 0
CONSTELLIUM NV CL A -282 Sold Out 0
CONTROL4 CORP COM -141 Sold Out 0
CORNERSTONE ONDEMAND INC COM -80 Sold Out 0
COWEN GROUP INC NEW CL A -1,137 Sold Out 0
CYNOSURE INC CL A -754 Sold Out 0
D R HORTON INC COM -883 Sold Out 0
DANAHER CORP DEL COM -184 Sold Out 0
DIAMOND RESORTS INTL INC COM -333 Sold Out 0
DICERNA PHARMACEUTICALS INC COM -369 Sold Out 0
DISCOVER FINL SVCS COM -285 Sold Out 0
ENTRAVISION COMMUNICATIONS CP CL A -1,000 Sold Out 0