SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 09/30/2014

Position Statistics

Total Positions 292
New Positions 45
Increased Positions 121
Decreased Positions 135
Positions with Activity 256
Sold Out Positions 50
Total Mkt Value (in $ millions) 270

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.37%
Capital Goods 2.7%
Conglomerates 0.31%
Consumer Cyclical 2.14%
Consumer/Non-Cyclical 3.17%
Energy 2.54%
Financial 46.35%
Healthcare 5.76%
Services 15.48%
Technology 6.36%
Transportation 1.24%
Utilities 4.68%

292 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FINISAR CORP COM NEW 280 -85 (23.25) 14,195
SUNSHINE HEART INC COM 279 13 4.72 67,485
GENCORP INC COM 276 -165 (37.5) 15,035
KROGER CO COM 272 -23 (7.64) 4,229
DIAMOND RESORTS INTL INC COM 271 271 New 9,800
3M CO COM 270 New 1,623
INTEROIL CORP COM 269 269 New 5,335
PERION NETWORK LTD SHS 269 98 57.63 58,534
HOWARD HUGHES CORP COM 268 89 49.81 2,000
UNITED TECHNOLOGIES CORP COM 266 New 2,267
CASTLE A M & CO COM 263 263 New 35,175
REGENERON PHARMACEUTICALS COM 259 -457 (63.8) 627
SILVER SPRING NETWORKS INC COM 256 256 New 31,640
CONSTELLIUM NV CL A 250 139 124.28 15,475
CONOCOPHILLIPS COM 248 -78 (23.89) 3,552
E M C CORP MASS COM 247 New 7,997
ALTRIA GROUP INC COM 246 New 4,865
DICERNA PHARMACEUTICALS INC COM 246 246 New 15,110
OCEANEERING INTL INC COM 241 -18 (6.9) 4,050
OPUS BK IRVINE CALIF COM 238 238 New 8,545