SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 03/31/2014

Position Statistics

Total Positions 317
New Positions 61
Increased Positions 88
Decreased Positions 226
Positions with Activity 314
Sold Out Positions 70
Total Mkt Value (in $ millions) 280

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.79%
Capital Goods 3.13%
Conglomerates 0.16%
Consumer Cyclical 1.48%
Consumer/Non-Cyclical 2.03%
Energy 4.4%
Financial 50.08%
Healthcare 4.13%
Services 12.28%
Technology 8.78%
Transportation 1.66%
Utilities 3.66%

317 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ALLIANCE BANCORP COM 301 301 New 12,933
COWEN GROUP INC NEW CL A 299 299 New 71,839
TESCO CORP COM 298 298 New 14,551
ISHARES TR RUS 2000 GRW ETF 294 294 New 2,200
VERTEX PHARMACEUTICALS INC COM 294 -474 (61.76) 3,190
RENESOLA LTD SPONS ADS 289 289 New 113,710
REACHLOCAL INC COM 288 288 New 44,245
AFFILIATED MANAGERS GROUP COM 287 -7 (2.24) 1,398
ZIONS BANCORPORATION COM 285 285 New 9,801
BIOGEN IDEC INC COM 284 -238 (45.65) 824
SUNSHINE HEART INC COM 283 91 47.38 56,346
ALEXION PHARMACEUTICALS INC COM 282 -463 (62.14) 1,723
UNITED RENTALS INC COM 281 -834 (74.83) 2,538
HERTZ GLOBAL HOLDINGS INC COM 275 275 New 9,601
INTERNATIONAL BUSINESS MACHS COM 274 -1,621 (85.53) 1,414
MEDTRONIC INC COM 273 -657 (70.62) 4,369
LAM RESEARCH CORP COM 271 -237 (46.68) 3,990
TIBCO SOFTWARE INC COM 271 -282 (51.07) 13,705
HOWARD HUGHES CORP COM 269 269 New 1,819
ROPER INDS INC NEW COM 269 269 New 1,820