SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 12/31/2014

Position Statistics

Total Positions 281
New Positions 42
Increased Positions 100
Decreased Positions 147
Positions with Activity 247
Sold Out Positions 69
Total Mkt Value (in $ millions) 290

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.15%
Capital Goods 2.06%
Conglomerates 0.24%
Consumer Cyclical 1.6%
Consumer/Non-Cyclical 4.82%
Energy 1.94%
Financial 49.46%
Healthcare 5.13%
Services 15.31%
Technology 7.08%
Transportation 0.92%
Utilities 5.33%

69 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS -3,383 Sold Out 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR -351 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 -3,492 Sold Out 0
ARES CAP CORP COM -659 Sold Out 0
ARRAY BIOPHARMA INC COM -635 Sold Out 0
BANC CALIF INC COM -595 Sold Out 0
BARCLAYS PLC ADR -595 Sold Out 0
BASIC ENERGY SVCS INC NEW COM -162 Sold Out 0
BIND THERAPEUTICS INC COM -138 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -427 Sold Out 0
CALIFORNIA RES CORP COM -25 Sold Out 0
CALLON PETE CO DEL COM -129 Sold Out 0
CAPITAL SR LIVING CORP COM -394 Sold Out 0
CIENA CORP COM NEW -3 Sold Out 0
COEUR MNG INC COM NEW -147 Sold Out 0
CONSTELLIUM NV CL A -271 Sold Out 0
CONTROL4 CORP COM -104 Sold Out 0
CORNERSTONE ONDEMAND INC COM -77 Sold Out 0
COWEN GROUP INC NEW CL A -1,114 Sold Out 0
CYNOSURE INC CL A -823 Sold Out 0