SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 03/31/2014

Position Statistics

Total Positions 317
New Positions 61
Increased Positions 88
Decreased Positions 226
Positions with Activity 314
Sold Out Positions 70
Total Mkt Value (in $ millions) 279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.77%
Capital Goods 3.16%
Conglomerates 0.15%
Consumer Cyclical 1.5%
Consumer/Non-Cyclical 2.05%
Energy 4.42%
Financial 50.09%
Healthcare 4.05%
Services 12.26%
Technology 8.77%
Transportation 1.65%
Utilities 3.71%

70 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACCENTURE PLC IRELAND SHS CLASS A -490 Sold Out 0
ACTAVIS PLC SHS -1,547 Sold Out 0
ALLERGAN INC COM -974 Sold Out 0
ALTRIA GROUP INC COM -1,356 Sold Out 0
AMERICAN ELEC PWR INC COM -1,156 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM -653 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -302 Sold Out 0
BONANZA CREEK ENERGY INC COM -877 Sold Out 0
BRANDYWINE RLTY TR SH BEN INT NEW -1,015 Sold Out 0
BRISTOL MYERS SQUIBB CO COM -624 Sold Out 0
CABOT OIL & GAS CORP COM -833 Sold Out 0
CADENCE DESIGN SYSTEM INC COM -987 Sold Out 0
CAMDEN PPTY TR SH BEN INT -1,100 Sold Out 0
CARBONITE INC COM -284 Sold Out 0
CATERPILLAR INC DEL COM -631 Sold Out 0
CHIMERIX INC COM -476 Sold Out 0
CHINACACHE INTL HLDG LTD SPON ADR -488 Sold Out 0
CMS ENERGY CORP COM -1,596 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -492 Sold Out 0
CORINTHIAN COLLEGES INC COM -39 Sold Out 0