SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 09/30/2014

Position Statistics

Total Positions 291
New Positions 45
Increased Positions 121
Decreased Positions 134
Positions with Activity 255
Sold Out Positions 50
Total Mkt Value (in $ millions) 268

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.78%
Capital Goods 2.67%
Conglomerates 0.35%
Consumer Cyclical 2.13%
Consumer/Non-Cyclical 3.2%
Energy 2.8%
Financial 46.47%
Healthcare 5.68%
Services 15.31%
Technology 6.27%
Transportation 1.18%
Utilities 4.45%

45 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALCOA INC DEP SHS 1/10TH 8,538 8,538 New 159,650
TYSON FOODS INC TANG EQ UNIT 4,084 4,084 New 79,080
EXELON CORP CORP UNIT 2,588 2,588 New 49,665
CHANNELADVISOR CORP COM 785 785 New 44,350
ISHARES MRG RL ES CP ETF 641 641 New 50,925
EPR PPTYS PFD C CNV 5.75% 578 578 New 25,000
HUNTINGTON INGALLS INDS INC COM 495 495 New 4,495
GLOBAL EAGLE ENTMT INC COM 445 445 New 33,250
CAPITAL SR LIVING CORP COM 377 377 New 15,070
POWERSECURE INTL INC COM 337 337 New 31,430
BIOMARIN PHARMACEUTICAL INC COM 335 335 New 3,750
INTEROIL CORP COM 316 316 New 5,335
ALBEMARLE CORP COM 316 316 New 5,150
DIODES INC COM 312 312 New 11,900
SAFEGUARD SCIENTIFICS INC COM NEW 283 283 New 14,380
UNIQURE NV SHS 276 276 New 22,095
CASTLE A M & CO COM 274 274 New 35,175
HAWAIIAN HOLDINGS INC COM 270 270 New 13,800
BAZAARVOICE INC COM 269 269 New 35,800
ACCURAY INC COM 266 266 New 37,425