SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 03/31/2013

Position Statistics:

Total Positions 317
New Positions 72
Increased Positions 132
Decreased Positions 148
Positions with Activity 280
Sold Out Positions 93
Total Mkt Value
(in $ millions)
473

Sector Weighting

Basic Materials 4.08%
Capital Goods 3.7%
Conglomerates
Consumer Cyclical 4.36%
Consumer/Non-Cyclical 4.56%
Energy 6.46%
Financial 40.64%
Healthcare 6.82%
Services 11%
Technology 11.1%
Transportation 1.39%
Utilities 2.49%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

72 New Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
OMNICARE CAP TR II PFD B TR 4.00% 15,966 15,966 New 276,855
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 14,886 14,886 New 11,805
METLIFE INC COM EQTY UNIT 13,487 13,487 New 253,855
KEYCORP NEW PFD 7.75% SR A 12,782 12,782 New 97,200
WELLS FARGO & CO NEW PERP PFD CNV A 10,424 10,424 New 7,819
SYNOVUS FINL CORP COM 10,299 10,299 New 3,665,088
ASPEN INSURANCE HOLDINGS LTD PFD PRP INC EQ 9,954 9,954 New 155,000
GENERAL MTRS CO JR PFD CNV SRB 8,981 8,981 New 183,690
ALERE INC PERP PFD CONV SE 6,210 6,210 New 25,000
GOODYEAR TIRE & RUBR CO PFD CONV 5.875% 4,882 4,882 New 99,250
ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 4,275 4,275 New 197,929
UNITED TECHNOLOGIES CORP CORP UNIT 4,214 4,214 New 68,870
HUNTINGTON BANCSHARES INC PFD CONV SER A 4,116 4,116 New 3,000
FIFTH THIRD BANCORP CNV PFD DEP1/250 4,041 4,041 New 25,295
STANLEY BLACK & DECKER INC CORP UNIT 3,837 3,837 New 28,900
UNISYS CORP PFD SER A 6.25% 3,627 3,627 New 65,000
PPL CORP CORP UNIT 3,610 3,610 New 64,805
BEAZER HOMES USA INC TANGIBLE EQTY 2,881 2,881 New 80,000
APACHE CORP PFD CONV SER D 2,580 2,580 New 54,448
THOMPSON CREEK METALS CO INC TG EQIT U TMED 2,055 2,055 New 109,400

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