SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 09/30/2014

Position Statistics

Total Positions 292
New Positions 45
Increased Positions 121
Decreased Positions 135
Positions with Activity 256
Sold Out Positions 50
Total Mkt Value (in $ millions) 262

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.19%
Capital Goods 2.71%
Conglomerates 0.17%
Consumer Cyclical 2.08%
Consumer/Non-Cyclical 3.11%
Energy 2.43%
Financial 46.34%
Healthcare 6.17%
Services 15.91%
Technology 6.2%
Transportation 1.18%
Utilities 4.72%

121 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO & CO NEW PERP PFD CNV A 15,561 4,976 47.01 12,519
BANK AMER CORP 7.25%CNV PFD L 15,008 2,367 18.72 12,771
ALCOA INC DEP SHS 1/10TH 7,983 7,983 New 159,650
DOMINION RES INC VA NEW CRP UNIT 2013 A 5,015 70 1.42 83,239
NEXTERA ENERGY INC CORP UNIT 4,752 23 .48 69,078
TYSON FOODS INC TANG EQ UNIT 3,825 3,825 New 79,080
STANLEY BLACK & DECKER INC CORP UNIT 3,412 22 .64 25,557
UNITED TECHNOLOGIES CORP CORP UNIT 3,316 .01 55,318
ACTAVIS PLC SHS 3,156 2,895 1,108.16 11,840
EXELON CORP CORP UNIT 2,600 2,600 New 49,665
CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 2,325 40 1.77 21,366
GOOGLE INC CL A 2,215 758 52.07 4,121
GENERAL ELECTRIC CO COM 1,584 140 9.68 66,316
AMERICAN AIRLS GROUP INC COM 1,431 495 52.83 29,158
JOHNSON & JOHNSON COM 1,246 256 25.83 12,442
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 1,067 317 42.33 48,870
CAPITAL ONE FINL CORP COM 1,053 274 35.14 14,379
CIMATRON LTD ORD 972 118 13.78 111,030
CBS CORP (CLASS B) CL B 960 175 22.37 17,508
ENTRAVISION COMMUNICATIONS CP CL A 909 424 87.48 147,341