SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 06/30/2014

Position Statistics

Total Positions 296
New Positions 49
Increased Positions 98
Decreased Positions 194
Positions with Activity 292
Sold Out Positions 52
Total Mkt Value (in $ millions) 282

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 3%
Conglomerates 0.23%
Consumer Cyclical 2.03%
Consumer/Non-Cyclical 1.95%
Energy 3.38%
Financial 48.92%
Healthcare 3.98%
Services 15.95%
Technology 8.93%
Transportation 0.77%
Utilities 3.15%

98 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 65,988 274 .42 328,787
BANK AMER CORP 7.25%CNV PFD L 12,586 146 1.18 10,757
WELLS FARGO & CO NEW PERP PFD CNV A 10,262 251 2.50 8,516
METLIFE INC COM EQTY UNIT 4,814 147 3.14 150,104
DOMINION RES INC VA NEW CRP UNIT 2013 A 4,709 1,001 27.00 82,073
IRIDIUM COMMUNICATIONS INC PERP PFD CNV B 4,394 4,394 New 13,000
RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 4,317 4,317 New 70,000
STANLEY BLACK & DECKER INC CORP UNIT 3,482 361 11.58 25,395
UNITED TECHNOLOGIES CORP CORP UNIT 3,323 199 6.38 55,314
CROWN CASTLE INTL CORP CNV PFD STK SR A 2,188 50 2.33 20,995
WEYERHAEUSER CO PREF CONV SER A 2,009 61 3.14 36,675
HUNTINGTON BANCSHARES INC PFD CONV SER A 1,970 49 2.54 1,456
AMERICAN TOWER CORP NEW PFD CONV SER A 1,726 1,726 New 15,797
GOOGLE INC CL A 1,641 756 85.49 2,710
PFIZER INC COM 1,110 128 13.09 36,500
CAPITAL ONE FINL CORP COM 895 125 16.22 10,640
AMGEN INC COM 821 126 18.09 5,700
CBS CORP (CLASS B) CL B 800 181 29.16 14,308
VISA INC COM CL A 741 138 22.96 3,428
CYNOSURE INC CL A 741 359 94.14 31,945