SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 06/30/2014

Position Statistics

Total Positions 296
New Positions 49
Increased Positions 98
Decreased Positions 194
Positions with Activity 292
Sold Out Positions 52
Total Mkt Value (in $ millions) 283

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.47%
Capital Goods 3.01%
Conglomerates 0.22%
Consumer Cyclical 2.03%
Consumer/Non-Cyclical 1.94%
Energy 3.58%
Financial 48.66%
Healthcare 3.91%
Services 16.23%
Technology 8.68%
Transportation 0.77%
Utilities 3.16%

194 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HEALTH CARE REIT INC PFD PER CON I 14,918 -258 (1.7) 244,877
KEYCORP NEW PFD 7.75% SR A 9,761 -166 (1.67) 74,511
ALERE INC PERP PFD CONV SE 7,571 -468 (5.83) 24,250
ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 5,203 -449 (7.94) 231,950
OMNICARE CAP TR II PFD B TR 4.00% 4,772 -1,179 (19.82) 60,695
NEXTERA ENERGY INC CORP UNIT 4,289 -192 (4.29) 68,748
APPLE INC COM 2,001 -168 (7.76) 19,519
JPMORGAN CHASE & CO COM 1,810 -124 (6.39) 30,451
COMCAST CORP NEW CL A 1,600 -24 (1.49) 29,236
GENERAL ELECTRIC CO COM 1,571 -799 (33.72) 60,466
EXXON MOBIL CORP COM 1,571 -25 (1.57) 15,794
CITIGROUP INC COM NEW 1,556 -185 (10.65) 30,126
SELECT SECTOR SPDR TR SBI INT-UTILS 1,224 -27 (2.15) 28,274
ISHARES TR U.S. REAL ES ETF 1,140 -20 (1.69) 15,366
JOHNSON & JOHNSON COM 1,026 -16 (1.58) 9,888
INVESCO LTD SHS 948 -544 (36.46) 23,207
MICROSOFT CORP COM 896 -16 (1.78) 19,719
CELGENE CORP COM 889 -114 (11.36) 9,352
LYONDELLBASELL INDUSTRIES N V SHS - A - 870 -167 (16.12) 7,609
INTL PAPER CO COM 856 -114 (11.78) 17,666