SSI INVESTMENT MANAGEMENT INC Information

9440 SANTA MONICA BLVD., BEVERLY HILLS, California, 90210, (310) 595-2000

Report Date: 06/30/2014

Position Statistics

Total Positions 297
New Positions 50
Increased Positions 99
Decreased Positions 194
Positions with Activity 293
Sold Out Positions 52
Total Mkt Value (in $ millions) 271

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.25%
Capital Goods 2.96%
Conglomerates 0.23%
Consumer Cyclical 1.99%
Consumer/Non-Cyclical 2.03%
Energy 3.01%
Financial 49.15%
Healthcare 3.95%
Services 16.43%
Technology 8.59%
Transportation 0.77%
Utilities 3.27%

194 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HEALTH CARE REIT INC PFD PER CON I 14,788 -256 (1.7) 244,877
KEYCORP NEW PFD 7.75% SR A 9,612 -163 (1.67) 74,511
ALERE INC PERP PFD CONV SE 7,639 -473 (5.83) 24,250
OMNICARE CAP TR II PFD B TR 4.00% 4,816 -1,190 (19.82) 60,695
ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 4,604 -397 (7.94) 231,950
NEXTERA ENERGY INC CORP UNIT 4,235 -190 (4.29) 68,748
APPLE INC COM 2,010 -169 (7.76) 19,519
JPMORGAN CHASE & CO COM 1,749 -119 (6.39) 30,451
CITIGROUP INC COM NEW 1,527 -182 (10.65) 30,126
GENERAL ELECTRIC CO COM 1,523 -775 (33.72) 60,466
COMCAST CORP NEW CL A 1,505 -23 (1.49) 29,236
EXXON MOBIL CORP COM 1,471 -23 (1.57) 15,794
SELECT SECTOR SPDR TR SBI INT-UTILS 1,245 -27 (2.15) 28,274
ISHARES TR U.S. REAL ES ETF 1,123 -19 (1.69) 15,366
JOHNSON & JOHNSON COM 1,001 -16 (1.58) 9,888
CELGENE CORP COM 886 -114 (11.36) 9,352
MICROSOFT CORP COM 875 -16 (1.78) 19,719
INTL PAPER CO COM 864 -115 (11.78) 17,666
INVESCO LTD SHS 861 -494 (36.46) 23,207
CVS HEALTH CORP COM 819 -136 (14.28) 9,838