SPOT TRADING L.L.C Information

440 SOUTH LASALLE STREET, CHICAGO, Illinois, 60605, (312) 362-4550

Report Date: 03/31/2014

Position Statistics

Total Positions 1,565
New Positions 377
Increased Positions 800
Decreased Positions 751
Positions with Activity 1,551
Sold Out Positions 313
Total Mkt Value (in $ millions) 2,576

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.58%
Capital Goods 2.45%
Conglomerates 0.28%
Consumer Cyclical 3.28%
Consumer/Non-Cyclical 2.9%
Energy 17.44%
Financial 14.2%
Healthcare 6.66%
Services 14.34%
Technology 23.21%
Transportation 2.34%
Utilities 4%

1,565 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 20+ YR TR BD ETF 895 -2,590 (74.32) 7,931
ACACIA RESH CORP ACACIA TCH COM -299 Sold Out 0
BANCO SANTANDER SA ADR -3,330 Sold Out 0
BARCLAYS PLC ADR 1,142 589 106.61 79,649
E HOUSE CHINA HLDGS LTD ADR 124 32 34.78 13,490
GIANT INTERACTIVE GROUP INC ADR 106 106 New 8,972
ICICI BK LTD ADR -1,822 Sold Out 0
MELCO CROWN ENTMT LTD ADR 2,474 -2,531 (50.57) 73,881
NOVO-NORDISK A S ADR -16 Sold Out 0
SOUFUN HLDGS LTD ADR 343 343 New 34,105
TEVA PHARMACEUTICAL INDS LTD ADR 31,880 3,131 10.89 590,374
VALE S A ADR 10,592 4,235 66.62 765,851
YINGLI GREEN ENERGY HLDG CO LT ADR -12 Sold Out 0
ERICSSON ADR B SEK 10 2,981 -51 (1.69) 255,583
SONY CORP ADR NEW 3,482 -3,600 (50.83) 209,150
HDFC BANK LTD ADR REPS 3 SHS 150 150 New 3,190
NQ MOBILE INC ADR REPSTG CL A 21 -36 (62.83) 4,828
QIHOO 360 TECHNOLOGY CO LTD ADS 2 -322 (99.28) 27
VOXELJET AG ADS -148 Sold Out 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 316 -226 (41.78) 46,755