SPOT TRADING L.L.C Information

440 SOUTH LASALLE STREET, CHICAGO, Illinois, 60605, (312) 362-4550

Report Date: 03/31/2014

Position Statistics

Total Positions 1,563
New Positions 375
Increased Positions 798
Decreased Positions 751
Positions with Activity 1,549
Sold Out Positions 313
Total Mkt Value (in $ millions) 2,613

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.63%
Capital Goods 2.43%
Conglomerates 0.28%
Consumer Cyclical 3.24%
Consumer/Non-Cyclical 2.83%
Energy 17.54%
Financial 14.17%
Healthcare 6.66%
Services 14.35%
Technology 23.25%
Transportation 2.38%
Utilities 3.94%

1,563 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 20+ YR TR BD ETF 913 -2,643 (74.32) 7,931
ACACIA RESH CORP ACACIA TCH COM -290 Sold Out 0
BANCO SANTANDER SA ADR -3,350 Sold Out 0
BARCLAYS PLC ADR 1,150 593 106.61 79,649
E HOUSE CHINA HLDGS LTD ADR 150 39 34.78 13,490
ICICI BK LTD ADR -1,933 Sold Out 0
MELCO CROWN ENTMT LTD ADR 2,413 -2,468 (50.57) 73,881
NOVO-NORDISK A S ADR -17 Sold Out 0
SOUFUN HLDGS LTD ADR 409 409 New 34,105
TEVA PHARMACEUTICAL INDS LTD ADR 32,500 3,192 10.89 590,374
VALE S A ADR 10,982 4,391 66.62 765,851
YINGLI GREEN ENERGY HLDG CO LT ADR -13 Sold Out 0
ERICSSON ADR B SEK 10 3,231 -56 (1.69) 255,583
SONY CORP ADR NEW 3,533 -3,652 (50.83) 209,150
HDFC BANK LTD ADR REPS 3 SHS 156 156 New 3,190
NQ MOBILE INC ADR REPSTG CL A 32 -53 (62.83) 4,828
QIHOO 360 TECHNOLOGY CO LTD ADS 3 -352 (99.28) 27
VOXELJET AG ADS -150 Sold Out 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 317 -227 (41.78) 46,755
CHANGYOU COM LTD ADS REP CL A 13 13 New 510