SPOT TRADING L.L.C Information

440 SOUTH LASALLE STREET, CHICAGO, Illinois, 60605, (312) 362-4550

Report Date: 12/31/2013

Position Statistics

Total Positions 1,501
New Positions 338
Increased Positions 804
Decreased Positions 681
Positions with Activity 1,485
Sold Out Positions 314
Total Mkt Value (in $ millions) 2,637

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.58%
Capital Goods 4.92%
Conglomerates 0.42%
Consumer Cyclical 3.44%
Consumer/Non-Cyclical 3.79%
Energy 17.59%
Financial 15.04%
Healthcare 5.82%
Services 10.94%
Technology 25.24%
Transportation 1.9%
Utilities 2.98%

1,501 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SWIFT TRANSN CO CL A -542 (99.94) 14
NORTHERN DYNASTY MINERALS LTD COM NEW -4 (92.37) 383
NTELOS HLDGS CORP COM NEW -39 (99.38) 19
ARM HLDGS PLC SPONSORED ADR New 4
BB&T CORP COM New 5
BROOKDALE SR LIVING INC COM New 6
DRYSHIPS INC SHS -11 (98.87) 40
AECOM TECHNOLOGY CORP DELAWARE COM -7 Sold Out 0
AEGERION PHARMACEUTICALS INC COM -8 Sold Out 0
AEGION CORP COM -27 Sold Out 0
ALASKA AIR GROUP INC COM -232 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -18 Sold Out 0
ALERE INC COM -6 Sold Out 0
ALEXCO RESOURCE CORP COM -39 Sold Out 0
ALKERMES PLC SHS -3 Sold Out 0
ALLETE INC COM NEW -184 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -1,547 Sold Out 0
ALNYLAM PHARMACEUTICALS INC COM -4 Sold Out 0
ALUMINUM CORP CHINA LTD SPON ADR H SHS -261 Sold Out 0
AMERICAN CAP MTG INVT CORP COM -28 Sold Out 0