SPOT TRADING L.L.C Information

440 SOUTH LASALLE STREET, CHICAGO, Illinois, 60605, (312) 362-4550

Report Date: 12/31/2013

Position Statistics

Total Positions 1,501
New Positions 338
Increased Positions 804
Decreased Positions 681
Positions with Activity 1,485
Sold Out Positions 314
Total Mkt Value (in $ millions) 2,637

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.58%
Capital Goods 4.92%
Conglomerates 0.42%
Consumer Cyclical 3.44%
Consumer/Non-Cyclical 3.79%
Energy 17.59%
Financial 15.04%
Healthcare 5.82%
Services 10.94%
Technology 25.24%
Transportation 1.9%
Utilities 2.98%

1,501 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRANSOCEAN LTD REG SHS 7,679 3,205 71.62 189,229
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 7,653 4,940 182.03 158,258
HCA HOLDINGS INC COM 7,629 3,502 84.86 155,664
NCR CORP NEW COM 7,563 7,558 132,626.19 222,980
ISHARES CHINA LG-CAP ETF 7,558 -9,898 (56.7) 210,993
WILLIAMS COS INC DEL COM 7,401 -644 (8.01) 177,092
GOODRICH PETE CORP COM NEW 7,399 4,246 134.67 303,730
PIONEER NAT RES CO COM 7,263 7,263 New 35,724
AMERICAN CAPITAL AGENCY CORP COM 7,242 -274 (3.65) 330,995
EQT CORP COM 7,230 6,776 1,491.91 69,041
OWENS ILL INC COM NEW 7,137 3,482 95.26 211,833
MERITOR INC COM 7,102 1,081 17.95 607,565
LINN ENERGY LLC UNIT LTD LIAB 7,088 4,038 132.40 244,261
PRECISION CASTPARTS CORP COM 7,002 4,183 148.43 27,225
UNITED CONTL HLDGS INC COM 6,975 1,614 30.11 160,160
WELLS FARGO & CO NEW COM 6,863 5,758 521.35 140,252
DISNEY WALT CO COM DISNEY 6,861 -584 (7.85) 85,773
GENWORTH FINL INC COM CL A 6,690 2,995 81.04 396,329
DANAHER CORP DEL COM 6,625 6,621 165,243.64 90,939
COVANTA HLDG CORP COM 6,601 6,251 1,786.47 373,351