SPOT TRADING L.L.C Information

440 SOUTH LASALLE STREET, CHICAGO, Illinois, 60605, (312) 362-4550

Report Date: 12/31/2016

Position Statistics

Total Positions 932
New Positions 231
Increased Positions 436
Decreased Positions 492
Positions with Activity 928
Sold Out Positions 287
Total Mkt Value (in $ millions) 635

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 16.45%
Basic Materials 3.59%
Industrials 6.12%
Consumer Cyclicals 15.02%
Consumer Non-Cyclicals 4.22%
Financials 22.23%
Healthcare 11.82%
Technology 17.26%
Telecommunication Services 1.92%
Utilities 1.3%

932 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTEL CORP COM 2,630 2,630 New 72,411
D R HORTON INC COM 2,618 797 43.78 79,632
APPLIED MATLS INC COM 2,606 -1,202 (31.56) 65,491
ISHARES SILVER TRUST ISHARES 2,596 -960 (26.99) 152,553
BUNGE LIMITED COM 2,573 2,232 653.61 33,219
ROCKWELL COLLINS INC COM 2,556 1,424 125.81 24,415
AKORN INC COM 2,533 1,643 184.69 76,959
GENERAL MLS INC COM 2,519 -2,228 (46.94) 43,634
CAPITAL ONE FINL CORP COM 2,486 1,436 136.78 30,071
CANADIAN SOLAR INC COM 2,473 897 56.93 184,578
APPLIED OPTOELECTRONICS INC COM 2,414 2,414 New 53,000
JOHNSON & JOHNSON COM 2,406 2,406 New 19,763
RANGE RES CORP COM 2,392 153 6.85 87,063
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 2,384 -1,245 (34.31) 130,554
UNITED TECHNOLOGIES CORP COM 2,312 2,312 New 20,103
SYNCHRONY FINL COM 2,308 2,308 New 69,151
CVS HEALTH CORP COM 2,307 1,209 109.99 29,104
BOB EVANS FARMS INC COM 2,292 1,525 198.83 34,605
DARLING INGREDIENTS INC COM 2,202 427 24.08 147,374
WESTERN GAS PARTNERS LP COM UNIT LP IN 2,194 1,132 106.67 36,994