SPOT TRADING L.L.C Information

440 SOUTH LASALLE STREET, CHICAGO, Illinois, 60605, (312) 362-4550

Report Date: 03/31/2014

Position Statistics

Total Positions 1,562
New Positions 374
Increased Positions 797
Decreased Positions 751
Positions with Activity 1,548
Sold Out Positions 313
Total Mkt Value (in $ millions) 2,593

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.65%
Capital Goods 2.34%
Conglomerates 0.28%
Consumer Cyclical 3.13%
Consumer/Non-Cyclical 2.8%
Energy 17.28%
Financial 14.18%
Healthcare 6.73%
Services 14.57%
Technology 23.39%
Transportation 2.34%
Utilities 3.89%

313 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AAR CORP COM -752 Sold Out 0
ABB LTD SPONSORED ADR -3 Sold Out 0
ACACIA RESH CORP ACACIA TCH COM -337 Sold Out 0
ACCESS MIDSTREAM PARTNERS L P UNIT -213 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -304 Sold Out 0
ACXIOM CORP COM -148 Sold Out 0
AEROPOSTALE COM -1 Sold Out 0
AETNA INC NEW COM -70 Sold Out 0
AIR TRANSPORT SERVICES GRP INC COM -101 Sold Out 0
AIRCASTLE LTD COM -11 Sold Out 0
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN -376 Sold Out 0
ALLIED WRLD ASSUR COM HLDG AG SHS -626 Sold Out 0
ALON USA ENERGY INC COM -9 Sold Out 0
ALPS ETF TR ALERIAN MLP -11 Sold Out 0
AMBAC FINL GROUP INC COM NEW -459 Sold Out 0
AMBARELLA INC SHS -39 Sold Out 0
AMERICAN ELEC PWR INC COM -694 Sold Out 0
AMERISOURCEBERGEN CORP COM -660 Sold Out 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR -1,484 Sold Out 0
ARCH COAL INC COM -136 Sold Out 0