SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 12/31/2014

Position Statistics

Total Positions 63
New Positions 5
Increased Positions 11
Decreased Positions 45
Positions with Activity 56
Sold Out Positions 23
Total Mkt Value (in $ millions) 72

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 7.57%
Conglomerates 0%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 0%
Energy 0.3%
Financial 4.81%
Healthcare 42.63%
Services 1.9%
Technology 26.42%
Transportation 0.05%
Utilities 3.86%

63 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALCOBRA LTD SHS -1,172 Sold Out 0
CALAVO GROWERS INC COM -68 Sold Out 0
CANADIAN PAC RY LTD COM -109 Sold Out 0
CUTERA INC COM -1,260 Sold Out 0
DURECT CORP COM -1,238 Sold Out 0
EARTHLINK HLDGS CORP COM -433 Sold Out 0
FIREEYE INC COM -807 Sold Out 0
KOFAX LTD COM USD -1,110 Sold Out 0
KRATOS DEFENSE & SEC SOLUTIONS COM NEW -89 Sold Out 0
LAYNE CHRISTENSEN CO COM -71 Sold Out 0
LIMONEIRA CO COM -94 Sold Out 0
LIVEPERSON INC COM -1,332 Sold Out 0
MEADWESTVACO CORP COM -196 Sold Out 0
MFC INDL LTD COM -942 Sold Out 0
MITEK SYS INC COM NEW -63 Sold Out 0
PAIN THERAPEUTICS INC COM -1,123 Sold Out 0
RUCKUS WIRELESS INC COM -141 Sold Out 0
S&W SEED CO COM -1,180 Sold Out 0
SEQUANS COMMUNICATIONS S A SPONSORED ADS -428 Sold Out 0
SYNERGY RES CORP COM -115 Sold Out 0