SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 12/31/2014

Position Statistics

Total Positions 63
New Positions 5
Increased Positions 11
Decreased Positions 45
Positions with Activity 56
Sold Out Positions 23
Total Mkt Value (in $ millions) 69

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.91%
Capital Goods 7.85%
Conglomerates 0%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 0%
Energy 0.3%
Financial 5.89%
Healthcare 41.41%
Services 1.98%
Technology 26.49%
Transportation 0.05%
Utilities 3.49%

63 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALCOBRA LTD SHS -970 Sold Out 0
CALAVO GROWERS INC COM -83 Sold Out 0
CANADIAN PAC RY LTD COM -105 Sold Out 0
CUTERA INC COM -1,253 Sold Out 0
DURECT CORP COM -2,260 Sold Out 0
EARTHLINK HLDGS CORP COM -444 Sold Out 0
FIREEYE INC COM -717 Sold Out 0
KOFAX LTD COM USD -1,752 Sold Out 0
KRATOS DEFENSE & SEC SOLUTIONS COM NEW -83 Sold Out 0
LAYNE CHRISTENSEN CO COM -46 Sold Out 0
LIMONEIRA CO COM -98 Sold Out 0
LIVEPERSON INC COM -1,243 Sold Out 0
MEADWESTVACO CORP COM -183 Sold Out 0
MFC INDL LTD COM -837 Sold Out 0
MITEK SYS INC COM NEW -64 Sold Out 0
PAIN THERAPEUTICS INC COM -1,059 Sold Out 0
RUCKUS WIRELESS INC COM -141 Sold Out 0
S&W SEED CO COM -1,148 Sold Out 0
SEQUANS COMMUNICATIONS S A SPONSORED ADS -362 Sold Out 0
SYNERGY RES CORP COM -113 Sold Out 0