SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2014

Position Statistics

Total Positions 95
New Positions 29
Increased Positions 46
Decreased Positions 45
Positions with Activity 91
Sold Out Positions 16
Total Mkt Value (in $ millions) 106

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.09%
Capital Goods 4.97%
Conglomerates 0.25%
Consumer Cyclical 0.27%
Consumer/Non-Cyclical 2.32%
Energy 0.73%
Financial 9.69%
Healthcare 39.28%
Services 3.85%
Technology 24.51%
Transportation 0.49%
Utilities 0.63%

95 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
8X8 INC NEW COM 341 341 New 40,300
ACCURAY INC COM 2,157 -2,265 (51.22) 258,300
ACELRX PHARMACEUTICALS INC COM 2,545 -822 (24.41) 248,976
ACORN ENERGY INC COM 686 -35 (4.88) 311,700
ADAMIS PHARMACEUTICALS CORP COM NEW -169 Sold Out 0
ADECOAGRO S A COM 190 70 58.33 19,000
AEROVIRONMENT INC COM 421 249 144.23 12,700
ALCOBRA LTD SHS 4,919 -848 (14.71) 273,257
AMERICAN WTR WKS CO INC NEW COM 176 83 89.47 3,600
ARROWHEAD RESH CORP COM NEW 560 -1,051 (65.24) 48,958
ASTERIAS BIOTHERAPEUTICS INC COM SER A 17 11 178.99 5,870
AVG TECHNOLOGIES N V SHS 611 410 204 30,400
AXOGEN INC COM 1,351 -199 (12.82) 550,607
BIODELIVERY SCIENCES INTL INC COM 6,528 -2,236 (25.51) 517,662
BIOTELEMETRY INC COM 7,402 -900 (10.84) 1,098,174
CADIZ INC COM NEW 493 -357 (42) 52,759
CALAVO GROWERS INC COM 132 New 3,800
CALIX INC COM -5,350 Sold Out 0
CANADIAN PAC RY LTD COM 157 New 800
CARDIOVASCULAR SYS INC DEL COM 1,294 -286 (18.09) 46,641