SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 12/31/2014

Position Statistics

Total Positions 63
New Positions 5
Increased Positions 11
Decreased Positions 45
Positions with Activity 56
Sold Out Positions 23
Total Mkt Value (in $ millions) 72

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.32%
Capital Goods 7.61%
Conglomerates 0%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 0%
Energy 0.3%
Financial 5%
Healthcare 42.49%
Services 1.89%
Technology 26.52%
Transportation 0.05%
Utilities 3.81%

63 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEROVIRONMENT INC COM 1,392 323 30.18 49,600
ALCOBRA LTD SHS -1,151 Sold Out 0
AXOGEN INC COM 1,562 -194 (11.06) 489,729
BALCHEM CORP COM 572 New 9,800
BIODELIVERY SCIENCES INTL INC COM 3,189 293 10.12 211,619
BIOTELEMETRY INC COM 11,026 -784 (6.64) 1,052,142
CADIZ INC COM NEW 2,731 -190 (6.51) 241,479
CALAVO GROWERS INC COM -68 Sold Out 0
CANADIAN PAC RY LTD COM -108 Sold Out 0
CARDIOVASCULAR SYS INC DEL COM 3,234 -256 (7.34) 85,100
CELLECTAR BIOSCIENCES INC WT EXP 081919 91 -14 (13.54) 151,299
CELLECTAR BIOSCIENCES INC COM NEW 371 -86 (18.8) 142,100
CHART INDS INC COM PAR $0.01 33 New 875
CHEMBIO DIAGNOSTICS INC COM NEW 417 417 New 103,400
CHENIERE ENERGY INC COM NEW 114 New 1,400
CLICKSOFTWARE TECHNOLOGIES LTD ORD 803 -264 (24.7) 95,400
CUTERA INC COM -1,268 Sold Out 0
CYAN INC COM 397 -464 (53.89) 101,773
CYNOSURE INC CL A 2,697 683 33.88 89,700
DURECT CORP COM -1,503 Sold Out 0