SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2015

Position Statistics

Total Positions 46
New Positions 7
Increased Positions 13
Decreased Positions 30
Positions with Activity 43
Sold Out Positions 13
Total Mkt Value (in $ millions) 56

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.56%
Capital Goods 7.92%
Conglomerates
Consumer Cyclical 0.15%
Consumer/Non-Cyclical 1.6%
Energy 0%
Financial 4.29%
Healthcare 27.77%
Services 2.29%
Technology 28.44%
Transportation 0%
Utilities 3.78%

46 Positions as of 03/31/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEROVIRONMENT INC COM 1,331 -36 (2.62) 48,300
AXOGEN INC COM 1,557 New 489,729
BALCHEM CORP COM 987 434 78.57 17,500
BIODELIVERY SCIENCES INTL INC COM 679 -970 (58.83) 87,119
BIOTELEMETRY INC COM 7,595 -2,064 (21.37) 827,304
CADIZ INC COM NEW 2,109 -23 (1.09) 238,856
CALAVO GROWERS INC COM 44 44 New 850
CALGON CARBON CORP COM 260 260 New 13,700
CARDIOVASCULAR SYS INC DEL COM 1,261 -956 (43.13) 48,400
CELLECTAR BIOSCIENCES INC WT EXP 081919 -118 Sold Out 0
CELLECTAR BIOSCIENCES INC COM NEW -409 Sold Out 0
CHART INDS INC COM PAR $0.01 -32 Sold Out 0
CHEMBIO DIAGNOSTICS INC COM NEW -490 Sold Out 0
CHENIERE ENERGY INC COM NEW -96 Sold Out 0
CLICKSOFTWARE TECHNOLOGIES LTD ORD 1,074 -126 (10.48) 85,400
CYAN INC COM 958 418 77.36 180,500
CYNOSURE INC CL A -3,345 Sold Out 0
DARLING INGREDIENTS INC COM 308 308 New 21,200
ENVIVIO INC COM 999 New 525,574
GASLOG LTD SHS -38 Sold Out 0