SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 06/30/2014

Position Statistics

Total Positions 94
New Positions 14
Increased Positions 30
Decreased Positions 54
Positions with Activity 84
Sold Out Positions 30
Total Mkt Value (in $ millions) 86

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.84%
Capital Goods 5.91%
Conglomerates 0%
Consumer Cyclical 0.06%
Consumer/Non-Cyclical 1.89%
Energy 0.38%
Financial 6.39%
Healthcare 46.36%
Services 4.65%
Technology 24.61%
Transportation 0.24%
Utilities 2.43%

94 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
8X8 INC NEW COM -270 Sold Out 0
ACCURAY INC COM 1,010 -834 (45.22) 141,500
ACELRX PHARMACEUTICALS INC COM -1,646 Sold Out 0
ACORN ENERGY INC COM -430 Sold Out 0
ADECOAGRO S A COM 97 -66 (40.53) 11,300
AEROVIRONMENT INC COM 884 526 147.24 31,400
ALCOBRA LTD SHS 1,724 172 11.10 303,576
AMERICAN WTR WKS CO INC NEW COM 123 -61 (33.33) 2,400
ARROWHEAD RESH CORP COM NEW 239 -91 (27.58) 35,458
ASTERIAS BIOTHERAPEUTICS INC COM SER A -29 Sold Out 0
AVG TECHNOLOGIES N V SHS 502 New 30,400
AXOGEN INC COM 1,321 New 550,607
BIODELIVERY SCIENCES INTL INC COM 6,285 -1,946 (23.64) 395,276
BIOTELEMETRY INC COM 8,439 422 5.26 1,155,974
BIOTIME INC WT EXP 100118 -6 Sold Out 0
CADIZ INC COM NEW 1,971 1,465 289.47 205,479
CALAVO GROWERS INC COM 170 -5 (2.63) 3,700
CANADIAN PAC RY LTD COM 113 -44 (28.13) 575
CARDIOVASCULAR SYS INC DEL COM 2,515 1,253 99.27 92,941
CATALYST PHARM PARTNERS INC COM 1,500 794 112.39 600,000