SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 06/30/2014

Position Statistics

Total Positions 94
New Positions 14
Increased Positions 30
Decreased Positions 54
Positions with Activity 84
Sold Out Positions 30
Total Mkt Value (in $ millions) 87

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.95%
Capital Goods 5.93%
Conglomerates 0%
Consumer Cyclical 0.06%
Consumer/Non-Cyclical 1.86%
Energy 0.39%
Financial 5.64%
Healthcare 46.88%
Services 4.65%
Technology 24.93%
Transportation 0.25%
Utilities 2.44%

94 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
8X8 INC NEW COM -276 Sold Out 0
ACCURAY INC COM 1,036 -855 (45.22) 141,500
ACELRX PHARMACEUTICALS INC COM -1,705 Sold Out 0
ACORN ENERGY INC COM -411 Sold Out 0
ADECOAGRO S A COM 98 -67 (40.53) 11,300
AEROVIRONMENT INC COM 903 538 147.24 31,400
ALCOBRA LTD SHS 1,554 155 11.10 303,576
AMERICAN WTR WKS CO INC NEW COM 122 -61 (33.33) 2,400
ARROWHEAD RESH CORP COM NEW 241 -92 (27.58) 35,458
ASTERIAS BIOTHERAPEUTICS INC COM SER A -30 Sold Out 0
AVG TECHNOLOGIES N V SHS 516 New 30,400
AXOGEN INC COM 1,421 New 550,607
BIODELIVERY SCIENCES INTL INC COM 6,463 -2,001 (23.64) 395,276
BIOTELEMETRY INC COM 8,716 436 5.26 1,155,974
BIOTIME INC WT EXP 100118 -7 Sold Out 0
CADIZ INC COM NEW 1,999 1,486 289.47 205,479
CALAVO GROWERS INC COM 172 -5 (2.63) 3,700
CANADIAN PAC RY LTD COM 115 -45 (28.13) 575
CARDIOVASCULAR SYS INC DEL COM 2,583 1,287 99.27 92,941
CATALYST PHARM PARTNERS INC COM 1,530 810 112.39 600,000