SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 09/30/2015

Position Statistics

Total Positions 15
New Positions 1
Increased Positions 2
Decreased Positions 9
Positions with Activity 11
Sold Out Positions 7
Total Mkt Value (in $ millions) 10

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.55%
Capital Goods 29.11%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.9%
Energy
Financial 0%
Healthcare 0%
Services
Technology 66.3%
Transportation
Utilities 1.84%

15 Positions as of 09/30/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEROVIRONMENT INC COM 167 New 6,000
AXOGEN INC COM -1,293 Sold Out 0
BALCHEM CORP COM 52 -12 (18.18) 900
BIOTELEMETRY INC COM -6,579 Sold Out 0
CALAVO GROWERS INC COM -34 Sold Out 0
DARLING INGREDIENTS INC COM 40 New 2,700
GENERAL MOLY INC COM -6 Sold Out 0
IRADIMED CORP COM -1,306 Sold Out 0
LIMONEIRA CO COM 45 New 3,000
MEETME INC COM -2,113 Sold Out 0
OPOWER INC COM 123 83 207.69 12,000
HEALTH INS INNOVATIONS INC COM CL A -1,495 Sold Out 0
CADIZ INC COM NEW 176 -428 (70.85) 29,500
CIENA CORP COM NEW 6,329 6,329 New 388,527
PURECYCLE CORP COM NEW 2,612 New 587,026