SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 06/30/2014

Position Statistics

Total Positions 93
New Positions 14
Increased Positions 30
Decreased Positions 53
Positions with Activity 83
Sold Out Positions 29
Total Mkt Value (in $ millions) 96

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.1%
Capital Goods 5.49%
Conglomerates 0%
Consumer Cyclical 0.09%
Consumer/Non-Cyclical 2.34%
Energy 0.4%
Financial 7.14%
Healthcare 42.21%
Services 4.95%
Technology 23.15%
Transportation 0.24%
Utilities 2.32%

93 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
8X8 INC NEW COM -281 Sold Out 0
ACELRX PHARMACEUTICALS INC COM -1,663 Sold Out 0
ACORN ENERGY INC COM -524 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -33 Sold Out 0
CUTERA INC COM -1,440 Sold Out 0
DURATA THERAPEUTICS INC COM -1,417 Sold Out 0
EDWARDS LIFESCIENCES CORP COM -728 Sold Out 0
FIVE PRIME THERAPEUTICS INC COM -259 Sold Out 0
GERON CORP COM -303 Sold Out 0
HANGER INC COM NEW -580 Sold Out 0
INSPIREMD INC COM NEW -314 Sold Out 0
LINDSAY CORP COM -125 Sold Out 0
NATURAL GAS SERVICES GROUP COM -173 Sold Out 0
NEKTAR THERAPEUTICS COM -754 Sold Out 0
NET 1 UEPS TECHNOLOGIES INC COM NEW -5,089 Sold Out 0
OCULUS INNOVATIVE SCIENCES INC COM NEW -315 Sold Out 0
OMEGA PROTEIN CORP COM -51 Sold Out 0
PHARMATHENE INC COM -310 Sold Out 0
PICO HLDGS INC COM NEW -260 Sold Out 0
QUALYS INC COM -267 Sold Out 0