SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2013

Position Statistics:

Total Positions 73
New Positions 19
Increased Positions 29
Decreased Positions 41
Positions with Activity 70
Sold Out Positions 24
Total Mkt Value
(in $ millions)
158

Sector Weighting

Basic Materials 1.24%
Capital Goods 2.28%
Conglomerates 5.58%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.36%
Energy 0.21%
Financial 13.15%
Healthcare 34.64%
Services 3.26%
Technology 37%
Transportation 0.06%
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

73 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACHILLION PHARMACEUTICALS INC COM -1,812 Sold Out 0
AMERICAN VANGUARD CORP COM -190 Sold Out 0
BRIGHTCOVE INC COM -420 Sold Out 0
CUMBERLAND PHARMACEUTICALS INC COM -233 Sold Out 0
CYTORI THERAPEUTICS INC COM -623 Sold Out 0
DURECT CORP COM -971 Sold Out 0
ENTEROMEDICS INC COM NEW -2,035 Sold Out 0
FLOW INTL CORP COM -180 Sold Out 0
INTEVAC INC COM -93 Sold Out 0
KONGZHONG CORP SPONSORED ADR -1,609 Sold Out 0
LIGAND PHARMACEUTICALS INC COM NEW -4,424 Sold Out 0
MARVELL TECHNOLOGY GROUP LTD ORD -4,190 Sold Out 0
MEMSIC INC COM -3,648 Sold Out 0
NEUROCRINE BIOSCIENCES INC COM -2,888 Sold Out 0
NUSTAR ENERGY LP UNIT COM -582 Sold Out 0
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR -785 Sold Out 0
PARKERVISION INC COM -1,166 Sold Out 0
REPROS THERAPEUTICS INC COM NEW -557 Sold Out 0
SANDRIDGE MISSISSIPPIAN TR II SH BEN INT -223 Sold Out 0
STEREOTAXIS INC COM NEW -679 Sold Out 0

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