SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2015

Position Statistics

Total Positions 47
New Positions 7
Increased Positions 13
Decreased Positions 31
Positions with Activity 44
Sold Out Positions 13
Total Mkt Value (in $ millions) 59

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.78%
Capital Goods 7.58%
Conglomerates
Consumer Cyclical 0.14%
Consumer/Non-Cyclical 1.46%
Energy 0%
Financial 6.15%
Healthcare 28.36%
Services 2.25%
Technology 31.4%
Transportation 0%
Utilities 3.54%

47 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
CELLECTAR BIOSCIENCES INC WT EXP 081919 -128 Sold Out 0
CELLECTAR BIOSCIENCES INC COM NEW -442 Sold Out 0
CHART INDS INC COM PAR $0.01 -36 Sold Out 0
CHEMBIO DIAGNOSTICS INC COM NEW -476 Sold Out 0
CHENIERE ENERGY INC COM NEW -110 Sold Out 0
CYNOSURE INC CL A -2,981 Sold Out 0
GASLOG LTD SHS -46 Sold Out 0
GENCOR INDS INC COM -116 Sold Out 0
MACROCURE LTD SHS -204 Sold Out 0
PANDORA MEDIA INC COM -728 Sold Out 0
PHARMATHENE INC COM -830 Sold Out 0
RESEARCH FRONTIERS INC COM -506 Sold Out 0
SCHLUMBERGER LTD COM -112 Sold Out 0
BIODELIVERY SCIENCES INTL INC COM 802 -1,147 (58.83) 87,119
OVASCIENCE INC COM 288 -248 (46.24) 9,300
CARDIOVASCULAR SYS INC DEL COM 1,898 -1,439 (43.13) 48,400
ZELTIQ AESTHETICS INC COM 4,880 -1,553 (24.14) 146,097
PURECYCLE CORP COM NEW 3,232 -925 (22.24) 631,326
BIOTELEMETRY INC COM 7,330 -1,992 (21.37) 827,304
CLICKSOFTWARE TECHNOLOGIES LTD ORD 807 -95 (10.48) 85,400