SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2014

Position Statistics

Total Positions 95
New Positions 29
Increased Positions 46
Decreased Positions 45
Positions with Activity 91
Sold Out Positions 16
Total Mkt Value (in $ millions) 105

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.05%
Capital Goods 5.02%
Conglomerates 0.25%
Consumer Cyclical 0.27%
Consumer/Non-Cyclical 2.33%
Energy 0.72%
Financial 9.78%
Healthcare 39.36%
Services 3.85%
Technology 24.19%
Transportation 0.49%
Utilities 0.64%

95 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CALIX INC COM -5,216 Sold Out 0
NET 1 UEPS TECHNOLOGIES INC COM NEW 4,112 -3,503 (46) 381,490
DURECT CORP COM -2,757 Sold Out 0
BIODELIVERY SCIENCES INTL INC COM 6,631 -2,271 (25.51) 517,662
ACCURAY INC COM 2,144 -2,251 (51.22) 258,300
ZELTIQ AESTHETICS INC COM 6,076 -1,893 (23.76) 388,004
PAIN THERAPEUTICS INC COM 4,351 -1,506 (25.72) 939,718
ARROWHEAD RESH CORP COM NEW 550 -1,033 (65.24) 48,958
VERASTEM INC COM -922 Sold Out 0
BIOTELEMETRY INC COM 7,336 -892 (10.84) 1,098,174
FIREEYE INC COM 372 -880 (70.33) 10,000
ACELRX PHARMACEUTICALS INC COM 2,696 -871 (24.41) 248,976
NEOSTEM INC COM PAR $.001 -871 Sold Out 0
ALCOBRA LTD SHS 4,984 -859 (14.71) 273,257
MEETME INC COM 4,130 -601 (12.7) 1,930,135
SEQUANS COMMUNICATIONS S A SPONSORED ADS 567 -592 (51.07) 320,619
PANDORA MEDIA INC COM 1,401 -536 (27.66) 54,400
TWITTER INC COM -511 Sold Out 0
CYAN INC COM 871 -498 (36.37) 225,699
ICAD INC COM NEW -417 Sold Out 0