SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 06/30/2014

Position Statistics

Total Positions 93
New Positions 14
Increased Positions 30
Decreased Positions 53
Positions with Activity 83
Sold Out Positions 29
Total Mkt Value (in $ millions) 99

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.49%
Capital Goods 5.56%
Conglomerates 0%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 2.56%
Energy 0.41%
Financial 7.24%
Healthcare 40.41%
Services 4.93%
Technology 23.77%
Transportation 0.23%
Utilities 2.82%

93 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SYNGENTA AG SPONSORED ADR -5,798 Sold Out 0
NET 1 UEPS TECHNOLOGIES INC COM NEW -4,463 Sold Out 0
BIODELIVERY SCIENCES INTL INC COM 6,194 -1,918 (23.64) 395,276
ACELRX PHARMACEUTICALS INC COM -1,773 Sold Out 0
DURATA THERAPEUTICS INC COM -1,637 Sold Out 0
CUTERA INC COM -1,348 Sold Out 0
STREAMLINE HEALTH SOLUTIONS COM -942 Sold Out 0
ACCURAY INC COM 1,122 -926 (45.22) 141,500
NEKTAR THERAPEUTICS COM -861 Sold Out 0
MICROSTRATEGY INC CL A NEW 7,024 -780 (9.99) 51,000
EDWARDS LIFESCIENCES CORP COM -688 Sold Out 0
SAP AG SPON ADR -639 Sold Out 0
MEETME INC COM 3,675 -591 (13.85) 1,662,827
ACORN ENERGY INC COM -589 Sold Out 0
HANGER INC COM NEW -581 Sold Out 0
UBIQUITI NETWORKS INC COM 2,359 -523 (18.15) 51,863
PHARMATHENE INC COM -399 Sold Out 0
INSPIREMD INC COM NEW -388 Sold Out 0
SENOMYX INC COM -352 Sold Out 0
OCULUS INNOVATIVE SCIENCES INC COM NEW -349 Sold Out 0