SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 09/30/2014

Position Statistics

Total Positions 79
New Positions 15
Increased Positions 29
Decreased Positions 39
Positions with Activity 68
Sold Out Positions 21
Total Mkt Value (in $ millions) 90

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.66%
Capital Goods 5.47%
Conglomerates 1.43%
Consumer Cyclical 0.03%
Consumer/Non-Cyclical 1.61%
Energy 0.35%
Financial 4.14%
Healthcare 44.75%
Services 3.22%
Technology 24.11%
Transportation 0.15%
Utilities 2.81%

79 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN WTR WKS CO INC NEW COM -136 Sold Out 0
ARROWHEAD RESH CORP COM NEW -228 Sold Out 0
AVG TECHNOLOGIES N V SHS -607 Sold Out 0
CATALYST PHARM PARTNERS INC COM -1,836 Sold Out 0
ENERGOUS CORP COM -604 Sold Out 0
ENTEROMEDICS INC COM NEW -345 Sold Out 0
EVOKE PHARMA INC COM -311 Sold Out 0
EXACT SCIENCES CORP COM -861 Sold Out 0
IGI LABS INC COM -564 Sold Out 0
INTERACTIVE INTELLIGENCE GROUP COM -351 Sold Out 0
NUVERRA ENVIRONMENTAL SOLUTION COM NEW -97 Sold Out 0
PDC ENERGY INC COM -44 Sold Out 0
PENTAIR PLC SHS -96 Sold Out 0
PRICELINE GRP INC COM NEW -1,453 Sold Out 0
RECRO PHARMA INC COM -319 Sold Out 0
RIGNET INC COM -35 Sold Out 0
SOPHIRIS BIO INC COM NEW -43 Sold Out 0
TRONOX LTD SHS CL A -752 Sold Out 0
UROPLASTY INC COM NEW -216 Sold Out 0