SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 06/30/2014

Position Statistics

Total Positions 93
New Positions 14
Increased Positions 30
Decreased Positions 53
Positions with Activity 83
Sold Out Positions 29
Total Mkt Value (in $ millions) 100

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.46%
Capital Goods 5.6%
Conglomerates 0%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 2.61%
Energy 0.4%
Financial 7.21%
Healthcare 40.42%
Services 4.93%
Technology 23.92%
Transportation 0.23%
Utilities 2.53%

93 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OMEGA PROTEIN CORP COM -56 Sold Out 0
PHARMATHENE INC COM -412 Sold Out 0
PICO HLDGS INC COM NEW -277 Sold Out 0
QUALYS INC COM -263 Sold Out 0
REGADO BIOSCIENCES INC COM -28 Sold Out 0
SAFE BULKERS INC COM -171 Sold Out 0
SANOFI CONTGNT VAL RT -239 Sold Out 0
SAP AG SPON ADR -649 Sold Out 0
SENOMYX INC COM -357 Sold Out 0
STREAMLINE HEALTH SOLUTIONS COM -962 Sold Out 0
SYNGENTA AG SPONSORED ADR -5,811 Sold Out 0
SYNTA PHARMACEUTICALS CORP COM -105 Sold Out 0
TORCHLIGHT ENERGY RES INC COM -54 Sold Out 0