SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2013

Position Statistics:

Total Positions 73
New Positions 19
Increased Positions 29
Decreased Positions 41
Positions with Activity 70
Sold Out Positions 24
Total Mkt Value
(in $ millions)
160

Sector Weighting

Basic Materials 1.22%
Capital Goods 2.3%
Conglomerates 5.62%
Consumer Cyclical 0.23%
Consumer/Non-Cyclical 2.48%
Energy 0.21%
Financial 13.11%
Healthcare 33.7%
Services 3.27%
Technology 37.81%
Transportation 0.05%
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

73 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
MARVELL TECHNOLOGY GROUP LTD ORD -4,235 Sold Out 0
MEMSIC INC COM -3,657 Sold Out 0
NEUROCRINE BIOSCIENCES INC COM -2,670 Sold Out 0
NUSTAR ENERGY LP UNIT COM -591 Sold Out 0
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR -621 Sold Out 0
PARKERVISION INC COM -1,240 Sold Out 0
REPROS THERAPEUTICS INC COM NEW -587 Sold Out 0
SANDRIDGE MISSISSIPPIAN TR II SH BEN INT -217 Sold Out 0
STEREOTAXIS INC COM NEW -686 Sold Out 0
USANA HEALTH SCIENCES INC COM -1,637 Sold Out 0
VELTI PLC ST HELIER SHS -3,004 Sold Out 0
WESTPORT INNOVATIONS INC COM NEW -169 Sold Out 0
YOUKU TUDOU INC SPONSORED ADR -2,303 Sold Out 0