SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 12/31/2014

Position Statistics

Total Positions 63
New Positions 5
Increased Positions 11
Decreased Positions 45
Positions with Activity 56
Sold Out Positions 23
Total Mkt Value (in $ millions) 72

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 7.57%
Conglomerates 0%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 0%
Energy 0.3%
Financial 4.81%
Healthcare 42.63%
Services 1.9%
Technology 26.42%
Transportation 0.05%
Utilities 3.86%

63 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PHARMATHENE INC COM 850 New 500,000
CLICKSOFTWARE TECHNOLOGIES LTD ORD 803 -264 (24.7) 95,400
OVASCIENCE INC COM 788 -1,741 (68.83) 17,300
ENVIVIO INC COM 762 131 20.73 525,574
PANDORA MEDIA INC COM 621 -18 (2.84) 41,100
BALCHEM CORP COM 581 New 9,800
RESEARCH FRONTIERS INC COM 435 435 New 81,629
CHEMBIO DIAGNOSTICS INC COM NEW 423 423 New 103,400
CYAN INC COM 406 -475 (53.89) 101,773
CELLECTAR BIOSCIENCES INC COM NEW 387 -89 (18.8) 142,100
SMITH MICRO SOFTWARE INC COM 245 -58 (19.07) 164,213
MACROCURE LTD SHS 190 New 20,000
RENTECH NITROGEN PARTNERS L P COM UNIT 189 189 New 12,700
GENCOR INDS INC COM 120 120 New 12,150
CHENIERE ENERGY INC COM NEW 112 New 1,400
SCHLUMBERGER LTD COM 102 New 1,200
CELLECTAR BIOSCIENCES INC WT EXP 081919 94 -15 (13.54) 151,299
REVOLUTION LIGHTING TECHNOLOGI COM 85 85 New 75,279
GASLOG LTD SHS 39 New 2,000
CHART INDS INC COM PAR $0.01 31 New 875