SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 12/31/2013

Position Statistics

Total Positions 85
New Positions 19
Increased Positions 30
Decreased Positions 54
Positions with Activity 84
Sold Out Positions 20
Total Mkt Value (in $ millions) 110

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.39%
Capital Goods 3.4%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 0.93%
Energy 0.25%
Financial 5.77%
Healthcare 50.86%
Services 2.33%
Technology 27.06%
Transportation 0.44%
Utilities 0.7%

85 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CYAN INC COM 1,493 1,493 New 354,699
CARDIOVASCULAR SYS INC DEL COM 1,485 -1,946 (56.71) 56,941
SEQUANS COMMUNICATIONS S A SPONSORED ADS 1,468 -12 (0.79) 655,219
ENVIVIO INC COM 1,286 72 5.93 466,022
GLOBAL EAGLE ENTMT INC COM 1,276 995 354.46 96,800
STREAMLINE HEALTH SOLUTIONS COM 1,211 448 58.81 229,800
MFC INDL LTD COM 1,054 -1,090 (50.84) 140,100
VERASTEM INC COM 987 -326 (24.83) 111,026
NEOSTEM INC COM PAR $.001 912 452 98.45 141,100
ACORN ENERGY INC COM 898 898 New 327,700
HANGER INC COM NEW 810 New 23,800
UROPLASTY INC COM NEW 619 -152 (19.68) 183,700
TWITTER INC COM 603 603 New 13,400
SANOFI CONTGNT VAL RT 582 312 115.70 1,238,998
CADIZ INC COM NEW 568 291 105.34 90,959
S&W SEED CO COM 528 -3,590 (87.18) 71,077
INSPIREMD INC COM NEW 439 439 New 178,600
ICAD INC COM NEW 430 -1,238 (74.23) 50,510
SAREPTA THERAPEUTICS INC COM 412 -1,769 (81.1) 16,900
SORRENTO THERAPEUTICS INC COM NEW 410 410 New 38,900