SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 12/31/2013

Position Statistics

Total Positions 85
New Positions 19
Increased Positions 30
Decreased Positions 54
Positions with Activity 84
Sold Out Positions 20
Total Mkt Value (in $ millions) 116

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.36%
Capital Goods 3.25%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 0.89%
Energy 0.24%
Financial 5.48%
Healthcare 51.28%
Services 2.24%
Technology 26.86%
Transportation 0.42%
Utilities 0.68%

85 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CUTERA INC COM 1,667 -1,842 (52.49) 154,089
CYAN INC COM 1,578 1,578 New 354,699
CARDIOVASCULAR SYS INC DEL COM 1,548 -2,028 (56.71) 56,941
ENVIVIO INC COM 1,319 74 5.93 466,022
GLOBAL EAGLE ENTMT INC COM 1,292 1,008 354.46 96,800
STREAMLINE HEALTH SOLUTIONS COM 1,158 429 58.81 229,800
MFC INDL LTD COM 1,069 -1,106 (50.84) 140,100
VERASTEM INC COM 1,050 -347 (24.83) 111,026
NEOSTEM INC COM PAR $.001 974 483 98.45 141,100
ACORN ENERGY INC COM 862 862 New 327,700
HANGER INC COM NEW 817 New 23,800
SAREPTA THERAPEUTICS INC COM 656 -2,812 (81.1) 16,900
UROPLASTY INC COM NEW 617 -151 (19.68) 183,700
TWITTER INC COM 617 617 New 13,400
SANOFI CONTGNT VAL RT 595 319 115.70 1,238,998
CADIZ INC COM NEW 582 299 105.34 90,959
S&W SEED CO COM 527 -3,580 (87.18) 71,077
INSPIREMD INC COM NEW 432 432 New 178,600
ICAD INC COM NEW 426 -1,227 (74.23) 50,510
SORRENTO THERAPEUTICS INC COM NEW 405 405 New 38,900