SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2014

Position Statistics

Total Positions 95
New Positions 29
Increased Positions 46
Decreased Positions 45
Positions with Activity 91
Sold Out Positions 16
Total Mkt Value (in $ millions) 103

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.15%
Capital Goods 5.02%
Conglomerates 0.26%
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 2.39%
Energy 0.74%
Financial 9.94%
Healthcare 38.67%
Services 3.91%
Technology 24.38%
Transportation 0.49%
Utilities 0.65%

29 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HEALTH INS INNOVATIONS INC COM CL A 6,100 6,100 New 449,845
SHORETEL INC COM 1,519 1,519 New 243,828
DURATA THERAPEUTICS INC COM 1,408 1,408 New 105,500
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 1,369 1,369 New 77,400
CATALYST PHARM PARTNERS INC COM 661 661 New 282,500
SAP AG SPON ADR 660 660 New 8,200
NEKTAR THERAPEUTICS COM 657 657 New 60,200
EDWARDS LIFESCIENCES CORP COM 594 594 New 7,000
OVASCIENCE INC COM 497 497 New 55,500
RECRO PHARMA INC COM 433 433 New 73,500
OCULUS INNOVATIVE SCIENCES INC COM NEW 413 413 New 138,600
KOFAX LTD COM USD 381 381 New 53,600
EVOKE PHARMA INC COM 353 353 New 49,000
8X8 INC NEW COM 326 326 New 40,300
SENOMYX INC COM 323 323 New 44,700
WESTPORT INNOVATIONS INC COM NEW 291 291 New 16,600
FIVE PRIME THERAPEUTICS INC COM 275 275 New 22,300
QUALYS INC COM 264 264 New 10,738
SOPHIRIS BIO INC COM NEW 237 237 New 93,900
NATURAL GAS SERVICES GROUP COM 228 228 New 7,100