SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2014

Position Statistics

Total Positions 94
New Positions 29
Increased Positions 45
Decreased Positions 45
Positions with Activity 90
Sold Out Positions 16
Total Mkt Value (in $ millions) 106

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.17%
Capital Goods 4.8%
Conglomerates 0.25%
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 2.23%
Energy 0.72%
Financial 8.96%
Healthcare 39.59%
Services 3.83%
Technology 24.87%
Transportation 0.49%
Utilities 0.59%

29 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HEALTH INS INNOVATIONS INC COM CL A 5,227 5,227 New 449,845
DURATA THERAPEUTICS INC COM 1,771 1,771 New 105,500
SHORETEL INC COM 1,478 1,478 New 243,828
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 1,389 1,389 New 77,400
NEKTAR THERAPEUTICS COM 740 740 New 60,200
CATALYST PHARM PARTNERS INC COM 638 638 New 282,500
SAP AG SPON ADR 638 638 New 8,200
EDWARDS LIFESCIENCES CORP COM 617 617 New 7,000
RECRO PHARMA INC COM 547 547 New 73,500
OVASCIENCE INC COM 524 524 New 55,500
KOFAX LTD COM USD 433 433 New 53,600
OCULUS INNOVATIVE SCIENCES INC COM NEW 395 395 New 138,600
SENOMYX INC COM 358 358 New 44,700
EVOKE PHARMA INC COM 355 355 New 49,000
FIVE PRIME THERAPEUTICS INC COM 323 323 New 22,300
8X8 INC NEW COM 301 301 New 40,300
WESTPORT INNOVATIONS INC COM NEW 294 294 New 16,600
QUALYS INC COM 265 265 New 10,738
SOPHIRIS BIO INC COM NEW 251 251 New 93,900
NATURAL GAS SERVICES GROUP COM 222 222 New 7,100