SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 06/30/2014

Position Statistics

Total Positions 93
New Positions 14
Increased Positions 30
Decreased Positions 53
Positions with Activity 83
Sold Out Positions 29
Total Mkt Value (in $ millions) 99

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.12%
Capital Goods 5.55%
Conglomerates 0%
Consumer Cyclical 0.1%
Consumer/Non-Cyclical 2.52%
Energy 0.4%
Financial 6.73%
Healthcare 42.48%
Services 4.95%
Technology 23.63%
Transportation 0.23%
Utilities 2.51%

30 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ZELTIQ AESTHETICS INC COM 10,615 1,008 10.49 428,704
BIOTELEMETRY INC COM 8,427 421 5.26 1,155,974
HEALTH INS INNOVATIONS INC COM CL A 6,634 1,294 24.24 558,870
ALCOBRA LTD SHS 5,452 545 11.10 303,576
PURECYCLE CORP COM NEW 4,141 192 4.87 646,000
PAIN THERAPEUTICS INC COM 3,663 45 1.24 951,362
CARDIOVASCULAR SYS INC DEL COM 2,508 1,250 99.27 92,941
CADIZ INC COM NEW 2,355 1,750 289.47 205,479
S&W SEED CO COM 2,083 387 22.79 387,841
RENTECH INC COM 1,920 1,411 276.91 1,015,984
DURECT CORP COM 1,916 1,916 New 1,269,019
CATALYST PHARM PARTNERS INC COM 1,872 991 112.39 600,000
PRICELINE GRP INC COM NEW 1,676 1,676 New 1,400
KOFAX LTD COM USD 1,041 628 151.68 134,900
CLICKSOFTWARE TECHNOLOGIES LTD ORD 1,035 1,035 New 126,700
TRONOX LTD SHS CL A 993 993 New 35,100
AEROVIRONMENT INC COM 985 587 147.24 31,400
ENERGOUS CORP COM 700 700 New 61,800
EXACT SCIENCES CORP COM 607 607 New 31,700
IGI LABS INC COM 481 481 New 62,500