SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 03/31/2013

Position Statistics:

Total Positions 73
New Positions 19
Increased Positions 29
Decreased Positions 41
Positions with Activity 70
Sold Out Positions 24
Total Mkt Value
(in $ millions)
168

Sector Weighting

Basic Materials 1.23%
Capital Goods 1.9%
Conglomerates 4.18%
Consumer Cyclical 0.15%
Consumer/Non-Cyclical 2.16%
Energy 0.19%
Financial 12.49%
Healthcare 39.66%
Services 2.93%
Technology 35.06%
Transportation 0.05%
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

41 DECREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CALIX INC COM 16,426 -2,187 (11.75) 1,562,886
ACELRX PHARMACEUTICALS INC COM 16,418 -997 (5.72) 1,655,063
CARDIONET INC COM 13,589 -1,526 (10.1) 2,224,044
GREEN DOT CORP CL A 10,188 -2,400 (19.07) 530,350
MICROSTRATEGY INC CL A NEW 9,738 -223 (2.24) 109,163
NET 1 UEPS TECHNOLOGIES INC COM NEW 8,843 -1,434 (13.96) 1,256,100
BIODELIVERY SCIENCES INTL INC COM 7,084 -2,861 (28.77) 1,595,441
APPLE INC COM 5,854 -6,134 (51.17) 13,550
VERASTEM INC COM 3,903 -2,110 (35.09) 350,315
COLLECTORS UNIVERSE INC COM NEW 3,686 -1,796 (32.76) 277,977
CARDIOVASCULAR SYS INC DEL COM 3,509 -15,318 (81.36) 156,841
S&W SEED CO COM 3,417 -1,318 (27.84) 403,412
QUALCOMM INC COM 2,694 -391 (12.68) 43,400
RESEARCH FRONTIERS INC COM 856 -213 (19.96) 211,880
RENTECH INC COM 434 -279 (39.16) 200,857
LAYNE CHRISTENSEN CO COM 148 -16 (9.96) 7,293
TOWER SEMICONDUCTOR LTD SHS NEW 97 -2,009 (95.38) 18,647
ACHILLION PHARMACEUTICALS INC COM -1,881 Sold Out 0
AMERICAN VANGUARD CORP COM -175 Sold Out 0
BRIGHTCOVE INC COM -497 Sold Out 0