SOPHROSYNE CAPITAL LLC
156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 73 |
| New Positions | 19 |
| Increased Positions | 29 |
| Decreased Positions | 41 |
| Positions with Activity | 70 |
| Sold Out Positions | 24 |
| Total Mkt Value (in $ millions) |
168 |
Sector Weighting
| Basic Materials | 1.23% |
| Capital Goods | 1.9% |
| Conglomerates | 4.18% |
| Consumer Cyclical | 0.15% |
| Consumer/Non-Cyclical | 2.16% |
| Energy | 0.19% |
| Financial | 12.49% |
| Healthcare | 39.66% |
| Services | 2.93% |
| Technology | 35.06% |
| Transportation | 0.05% |
| Utilities |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
41 DECREASED Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| CALIX INC | COM | 16,426 | -2,187 | (11.75) | 1,562,886 |
| ACELRX PHARMACEUTICALS INC | COM | 16,418 | -997 | (5.72) | 1,655,063 |
| CARDIONET INC | COM | 13,589 | -1,526 | (10.1) | 2,224,044 |
| GREEN DOT CORP | CL A | 10,188 | -2,400 | (19.07) | 530,350 |
| MICROSTRATEGY INC | CL A NEW | 9,738 | -223 | (2.24) | 109,163 |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 8,843 | -1,434 | (13.96) | 1,256,100 |
| BIODELIVERY SCIENCES INTL INC | COM | 7,084 | -2,861 | (28.77) | 1,595,441 |
| APPLE INC | COM | 5,854 | -6,134 | (51.17) | 13,550 |
| VERASTEM INC | COM | 3,903 | -2,110 | (35.09) | 350,315 |
| COLLECTORS UNIVERSE INC | COM NEW | 3,686 | -1,796 | (32.76) | 277,977 |
| CARDIOVASCULAR SYS INC DEL | COM | 3,509 | -15,318 | (81.36) | 156,841 |
| S&W SEED CO | COM | 3,417 | -1,318 | (27.84) | 403,412 |
| QUALCOMM INC | COM | 2,694 | -391 | (12.68) | 43,400 |
| RESEARCH FRONTIERS INC | COM | 856 | -213 | (19.96) | 211,880 |
| RENTECH INC | COM | 434 | -279 | (39.16) | 200,857 |
| LAYNE CHRISTENSEN CO | COM | 148 | -16 | (9.96) | 7,293 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | 97 | -2,009 | (95.38) | 18,647 |
| ACHILLION PHARMACEUTICALS INC | COM | -1,881 | Sold Out | 0 | |
| AMERICAN VANGUARD CORP | COM | -175 | Sold Out | 0 | |
| BRIGHTCOVE INC | COM | -497 | Sold Out | 0 |
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