SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 09/30/2015

Position Statistics

Total Positions 15
New Positions 1
Increased Positions 2
Decreased Positions 9
Positions with Activity 11
Sold Out Positions 7
Total Mkt Value (in $ millions) 10

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 29.35%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.94%
Energy
Financial 0%
Healthcare 0%
Services
Technology 66.25%
Transportation
Utilities 1.94%

15 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CIENA CORP COM NEW 6,539 6,539 New 388,527
PURECYCLE CORP COM NEW 2,724 New 587,026
CADIZ INC COM NEW 191 -465 (70.85) 29,500
AEROVIRONMENT INC COM 173 New 6,000
OPOWER INC COM 95 64 207.69 12,000
BALCHEM CORP COM 55 -12 (18.18) 900
LIMONEIRA CO COM 54 New 3,000
DARLING INGREDIENTS INC COM 39 New 2,700
AXOGEN INC COM -1,381 Sold Out 0
BIOTELEMETRY INC COM -6,809 Sold Out 0
CALAVO GROWERS INC COM -34 Sold Out 0
GENERAL MOLY INC COM -6 Sold Out 0
HEALTH INS INNOVATIONS INC COM CL A -1,297 Sold Out 0
IRADIMED CORP COM -1,125 Sold Out 0
MEETME INC COM -2,223 Sold Out 0