SOPHROSYNE CAPITAL LLC Information

156 EAST 36TH STREET, NEW YORK, New York, 10016, (212) 444-2500

Report Date: 06/30/2014

Position Statistics

Total Positions 93
New Positions 14
Increased Positions 30
Decreased Positions 53
Positions with Activity 83
Sold Out Positions 29
Total Mkt Value (in $ millions) 100

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.44%
Capital Goods 5.59%
Conglomerates 0%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 2.69%
Energy 0.4%
Financial 7.33%
Healthcare 39.88%
Services 4.97%
Technology 23.9%
Transportation 0.23%
Utilities 2.6%

93 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ZELTIQ AESTHETICS INC COM 8,831 838 10.49 428,704
BIOTELEMETRY INC COM 8,392 420 5.26 1,155,974
HEALTH INS INNOVATIONS INC COM CL A 7,321 1,428 24.24 558,870
MICROSTRATEGY INC CL A NEW 7,119 -790 (9.99) 51,000
ALCOBRA LTD SHS 6,257 625 11.10 303,576
BIODELIVERY SCIENCES INTL INC COM 5,795 -1,794 (23.64) 395,276
PURECYCLE CORP COM NEW 4,212 196 4.87 646,000
PAIN THERAPEUTICS INC COM 4,100 50 1.24 951,362
MEETME INC COM 3,783 -608 (13.85) 1,662,827
PROCERA NETWORKS INC COM NEW 2,900 -16 (0.56) 282,090
CARDIOVASCULAR SYS INC DEL COM 2,796 1,393 99.27 92,941
CADIZ INC COM NEW 2,476 1,840 289.47 205,479
UBIQUITI NETWORKS INC COM 2,387 -529 (18.15) 51,863
S&W SEED CO COM 2,308 428 22.79 387,841
RENTECH INC COM 2,225 1,635 276.91 1,015,984
DURECT CORP COM 2,005 2,005 New 1,269,019
CATALYST PHARM PARTNERS INC COM 1,794 949 112.39 600,000
PRICELINE GRP INC COM NEW 1,789 1,789 New 1,400
SHORETEL INC COM 1,525 -138 (8.31) 223,560
AXOGEN INC COM 1,441 New 550,607