SOLARIS ASSET MANAGEMENT LLC Information

598 MADISON AVENUE, NEW YORK, New York, 10022, (212) 582-4500

Report Date: 09/30/2014

Position Statistics

Total Positions 230
New Positions 28
Increased Positions 84
Decreased Positions 75
Positions with Activity 159
Sold Out Positions 12
Total Mkt Value (in $ millions) 151

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.28%
Capital Goods 1.99%
Conglomerates 0.08%
Consumer Cyclical 2.99%
Consumer/Non-Cyclical 4.3%
Energy 9.08%
Financial 20.1%
Healthcare 7.92%
Services 17.88%
Technology 18.88%
Transportation 3.48%
Utilities 4.09%

230 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CUBESMART 7.75% RED PFD SH 25 New 950
BARCLAYS BK PLC ADR 2 PREF 2 492 New 19,400
BARCLAYS BANK PLC ADS7.75%PFD S4 225 New 8,750
JPMORGAN CHASE & CO ALERIAN ML ETN 1,063 158 17.40 23,275
DILLARDS CAP TR I CAP SECS 7.5% 1,062 New 40,738
CBRE GROUP INC CL A -34 Sold Out 0
COMCAST CORP NEW CL A 174 New 3,050
FACEBOOK INC CL A 130 54 70.61 1,631
GOOGLE INC CL A 1,273 -57 (4.3) 2,447
NEW YORK TIMES CO CL A 16 New 1,175
NU SKIN ENTERPRISES INC CL A 36 New 825
URSTADT BIDDLE PPTYS INC CL A 74 New 3,324
YELP INC CL A 79 New 1,450
CBS CORP (CLASS B) CL B 3,094 -171 (5.24) 56,075
NIKE INC CL B 440 New 4,635
GOOGLE INC CL C 1,426 -6 (0.43) 2,762
3M CO COM 66 New 400
ABBOTT LABS COM 18 New 400
ABBVIE INC COM 27 New 400
ADOBE SYS INC COM 2,857 -28 (0.97) 38,375