SOLARIS ASSET MANAGEMENT LLC Information

598 MADISON AVENUE, NEW YORK, New York, 10022, (212) 582-4500

Report Date: 12/31/2013

Position Statistics

Total Positions 261
New Positions 22
Increased Positions 96
Decreased Positions 72
Positions with Activity 168
Sold Out Positions 22
Total Mkt Value (in $ millions) 149

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.88%
Capital Goods 2.3%
Conglomerates
Consumer Cyclical 2.45%
Consumer/Non-Cyclical 3.34%
Energy 10.09%
Financial 21.83%
Healthcare 6.77%
Services 21.1%
Technology 15.4%
Transportation 3.66%
Utilities 4.57%

261 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALTRIA GROUP INC COM -4 Sold Out 0
ANN INC COM -56 Sold Out 0
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER -126 Sold Out 0
CORE LABORATORIES N V COM -13 Sold Out 0
DR PEPPER SNAPPLE GROUP INC COM -813 Sold Out 0
FOREST CITY ENTERPRISES INC SR NT 2034 -101 Sold Out 0
HOST HOTELS & RESORTS INC COM -69 Sold Out 0
IMMERSION CORP COM -18 Sold Out 0
INLAND REAL ESTATE CORP COM NEW -3 Sold Out 0
LIBERTY PPTY TR SH BEN INT -667 Sold Out 0
LINDSAY CORP COM -42 Sold Out 0
MAGNUM HUNTER RES CORP DEL COM -27 Sold Out 0
MORGAN STANLEY CAP TR V CAP SEC5.75%33 -19 Sold Out 0
NORTHSTAR RLTY FIN CORP COM -8 Sold Out 0
OMEGA HEALTHCARE INVS INC COM -967 Sold Out 0
PEPSICO INC COM -6 Sold Out 0
RAYONIER INC COM -788 Sold Out 0
REALTY INCOME CORP COM -50 Sold Out 0
ROCHE HLDG LTD SPONSORED ADR -22 Sold Out 0
TERRA NITROGEN CO L P COM UNIT -49 Sold Out 0