SOLARIS ASSET MANAGEMENT LLC Information

598 MADISON AVENUE, NEW YORK, New York, 10022, (212) 582-4500

Report Date: 12/31/2013

Position Statistics

Total Positions 261
New Positions 22
Increased Positions 96
Decreased Positions 72
Positions with Activity 168
Sold Out Positions 22
Total Mkt Value (in $ millions) 151

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.9%
Capital Goods 2.3%
Conglomerates
Consumer Cyclical 2.44%
Consumer/Non-Cyclical 3.35%
Energy 10.05%
Financial 21.8%
Healthcare 6.95%
Services 20.98%
Technology 15.37%
Transportation 3.71%
Utilities 4.55%

261 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NIKE INC CL B 337 New 4,535
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 337 280 488.68 14,305
LILLY ELI & CO COM 330 -1,555 (82.48) 5,500
ROPER INDS INC NEW COM 327 -1,628 (83.29) 2,475
ONEOK PARTNERS LP UNIT LTD PARTN 322 26 8.65 5,650
CIMAREX ENERGY CO COM 318 New 2,600
WACHOVIA PFD FDG CORP PFD A7.25%PERP 317 -57 (15.25) 12,500
CEDAR FAIR L P DEPOSITRY UNIT 298 298 New 5,675
NUSTAR ENERGY LP UNIT COM 288 288 New 5,100
ACCESS MIDSTREAM PARTNERS L P UNIT 280 57 25.50 4,675
ATLAS ENERGY LP COM UNITS LP 265 27 11.17 6,470
WILLIAMS COS INC DEL COM 252 New 6,000
BARCLAYS BANK PLC ADS7.75%PFD S4 252 -13 (4.88) 9,750
PHILIP MORRIS INTL INC COM 248 -330 (57.12) 2,965
REGENCY ENERGY PARTNERS L P COM UNITS L P 244 7 2.91 8,850
KNOWLES CORP COM 241 90 59.69 7,825
WEYERHAEUSER CO COM 236 -11 (4.6) 8,300
BRISTOL MYERS SQUIBB CO COM 214 -621 (74.35) 4,200
DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 208 42 25 4,000
KINDER MORGAN MANAGEMENT LLC SHS 202 3 1.72 2,728