SOLARIS ASSET MANAGEMENT LLC Information

598 MADISON AVENUE, NEW YORK, New York, 10022, (212) 582-4500

Report Date: 12/31/2013

Position Statistics

Total Positions 261
New Positions 22
Increased Positions 96
Decreased Positions 72
Positions with Activity 168
Sold Out Positions 22
Total Mkt Value (in $ millions) 149

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.88%
Capital Goods 2.3%
Conglomerates
Consumer Cyclical 2.45%
Consumer/Non-Cyclical 3.34%
Energy 10.09%
Financial 21.83%
Healthcare 6.77%
Services 21.1%
Technology 15.4%
Transportation 3.66%
Utilities 4.57%

261 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ING GROEP N V PER HYB CAP SC 1,290 New 50,700
KRAFT FOODS GROUP INC COM 1,286 51 4.15 22,600
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 1,250 148 13.47 21,900
MAIDEN HOLDINGS LTD PREF SHS SER A 1,211 35 2.99 46,575
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 1,104 190 20.76 14,249
MURPHY OIL CORP COM 1,061 3 .30 16,600
DILLARDS CAP TR I CAP SECS 7.5% 1,041 -8 (0.73) 40,550
URSTADT BIDDLE PPTYS INC COM 1,029 New 57,802
AEGON NV PFD PER 6.875% 1,015 -67 (6.21) 40,000
TJX COS INC NEW COM 1,014 1,014 New 17,275
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 971 338 53.32 17,325
JPMORGAN CHASE & CO ALERIAN ML ETN 902 159 21.39 18,725
BARCLAYS BANK PLC SP ADR 7.1%PF3 839 -254 (23.26) 33,000
CANADIAN PAC RY LTD COM 836 New 5,645
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 815 7 .90 16,850
SUNTRUST BKS INC COM 766 New 20,175
TARGA RESOURCES PARTNERS LP COM UNIT 710 51 7.67 11,575
NOBLE ENERGY INC COM 698 New 9,375
HESS CORP COM 676 4 .65 7,750
AMERICAN WTR WKS CO INC NEW COM 675 New 14,775