SOLARIS ASSET MANAGEMENT LLC Information

598 MADISON AVENUE, NEW YORK, New York, 10022, (212) 582-4500

Report Date: 09/30/2014

Position Statistics

Total Positions 230
New Positions 28
Increased Positions 84
Decreased Positions 75
Positions with Activity 159
Sold Out Positions 12
Total Mkt Value (in $ millions) 150

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.21%
Capital Goods 1.81%
Conglomerates 0.08%
Consumer Cyclical 2.95%
Consumer/Non-Cyclical 4.44%
Energy 8.91%
Financial 19.47%
Healthcare 7.77%
Services 18.53%
Technology 19.3%
Transportation 3.51%
Utilities 4.06%

84 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNION PAC CORP COM 4,174 8 .20 34,758
AETNA INC NEW COM 4,063 2 .06 43,000
HEWLETT PACKARD CO COM 3,605 857 31.17 89,950
MYLAN INC COM 3,035 5 .18 55,990
QUALCOMM INC COM 2,652 7 .27 36,740
ITT CORP NEW COM NEW 2,333 1,885 420.52 64,675
DOVER CORP COM 1,855 51 2.80 26,586
PFIZER INC COM 1,804 388 27.42 55,594
XEROX CORP COM 1,724 1,109 180.16 124,950
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 1,298 160 14.02 24,030
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 1,246 16 1.33 19,075
APACHE CORP COM 1,106 1,106 New 17,590
JPMORGAN CHASE & CO ALERIAN ML ETN 1,049 156 17.40 23,275
ENBRIDGE ENERGY PARTNERS L P COM 706 16 2.29 17,857
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 638 185 40.74 10,450
TARGA RESOURCES PARTNERS LP COM UNIT 567 12 2.16 11,850
SUNOCO LOGISTICS PRTNRS L P COM UNITS 507 21 4.35 12,000
WILLIAMS PARTNERS L P COM UNIT L P 488 87 21.67 11,229
HESS CORP COM 482 4 .74 6,800
NOBLE ENERGY INC COM 481 44 10 10,395