SILVERBACK ASSET MANAGEMENT LLC Information

1414 RALEIGH ROAD, CHAPEL HILL, North Carolina, 27517, (919) 969-9300

Report Date: 03/31/2015

Position Statistics

Total Positions 12
New Positions 2
Increased Positions 2
Decreased Positions 9
Positions with Activity 11
Sold Out Positions 5
Total Mkt Value (in $ millions) 12

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.79%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0%
Financial 0.03%
Healthcare 6.27%
Services 13.89%
Technology 16.18%
Transportation
Utilities 36.41%

12 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KINDER MORGAN INC DEL WT EXP 052517 4,225 4,225 New 1,937,986
CITRIX SYS INC COM 1,878 -371 (16.51) 27,300
CENTRUS ENERGY CORP CL A 1,717 -158 (8.43) 435,691
KEYW HLDG CORP COM 1,612 -60 (3.57) 188,937
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 1,442 -9 (0.6) 2,253,689
SANOFI CONTGNT VAL RT 728 New 1,026,400
CITIGROUP INC WT EXP 102818 3 3 New 158,539
BPZ RESOURCES INC COM -2 Sold Out 0
CITIGROUP INC COM NEW -8,732 Sold Out 0
KINDER MORGAN INC DEL COM -66,204 Sold Out 0
MEDICAL TRANSCRIPTION BLG CORP COM -445 Sold Out 0
OREXIGEN THERAPEUTICS INC COM -1,196 Sold Out 0