SILVER ROCK FINANCIAL LLC Information

1250 4TH STREET, SANTA MONICA, California, 90401, (310) 570-4595

Report Date: 12/31/2014

Position Statistics

Total Positions 40
New Positions 3
Increased Positions 8
Decreased Positions 19
Positions with Activity 27
Sold Out Positions 11
Total Mkt Value (in $ millions) 238

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods
Conglomerates
Consumer Cyclical 1.89%
Consumer/Non-Cyclical 3.36%
Energy 0%
Financial 0.27%
Healthcare 0%
Services 28.47%
Technology 9.39%
Transportation
Utilities

40 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIAMOND RESORTS INTL INC COM 36,688 New 1,079,689
KITE PHARMA INC COM 28,870 28,870 New 476,563
LEVY ACQUISITION CORP UNIT 111918 24,444 New 1,400,000
MCDONALDS CORP COM 17,872 592 3.43 181,000
THE ADT CORPORATION COM 15,148 -901 (5.61) 370,000
GNC HLDGS INC COM CL A 13,641 -6,164 (31.12) 289,188
APPLE INC COM 13,549 -1,042 (7.14) 104,000
GLOBAL BRASS & COPPR HLDGS INC COM 10,258 1,294 14.44 658,000
BOULEVARD ACQUISITION CORP UT1COM & 1/2WT 9,450 New 900,000
DEAN FOODS CO NEW COM NEW 7,994 -2,573 (24.35) 475,000
WL ROSS HLDG CORP COM SHS 7,329 New 700,000
SINCLAIR BROADCAST GROUP INC CL A 7,065 -4,867 (40.79) 225,000
E M C CORP MASS COM 6,678 New 252,000
AMERICAN CAP SR FLOATING LTD COM 5,945 New 445,000
AFFIMED N V COM 4,914 -360 (6.82) 419,320
CUMULUS MEDIA INC CL A 4,674 892 23.60 1,923,284
HARMAN INTL INDS INC COM 4,498 New 31,000
TWITTER INC COM 3,502 1,283 57.85 68,901
DIGITALGLOBE INC COM NEW 3,031 -1,013 (25.06) 91,412
PINNACLE ENTMT INC COM 3,030 New 82,500