SILVER ROCK FINANCIAL LLC Information

1250 4TH STREET, SANTA MONICA, California, 90401, (310) 570-4595

Report Date: 09/30/2014

Position Statistics

Total Positions 46
New Positions 7
Increased Positions 11
Decreased Positions 18
Positions with Activity 29
Sold Out Positions 9
Total Mkt Value (in $ millions) 292

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.85%
Capital Goods 0%
Conglomerates
Consumer Cyclical 1.08%
Consumer/Non-Cyclical 4.13%
Energy 5.93%
Financial 0.15%
Healthcare 4.27%
Services 42.25%
Technology 7.45%
Transportation
Utilities

46 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN RLTY CAP PPTYS INC COM 33,954 New 3,562,900
DIAMOND RESORTS INTL INC COM 31,505 New 1,079,689
GNC HLDGS INC COM CL A 19,410 -925 (4.55) 419,865
MCDONALDS CORP COM 15,673 -716 (4.37) 175,000
LEVY ACQUISITION CORP UNIT 1 000018 14,084 New 1,400,000
THE ADT CORPORATION COM 13,708 -17,905 (56.64) 392,000
APPLE INC COM 12,654 New 112,000
ABBVIE INC COM 12,486 12,486 New 200,000
DEAN FOODS CO NEW COM NEW 12,062 190 1.60 627,900
DEVON ENERGY CORP NEW COM 11,250 New 187,000
SINCLAIR BROADCAST GROUP INC CL A 10,127 -27,450 (73.05) 380,000
LANDS END INC NEW COM 9,690 -9,612 (49.8) 250,000
BOULEVARD ACQUISITION CORP UT1COM & 1/2WT 8,964 New 900,000
GLOBAL BRASS & COPPR HLDGS INC COM 7,665 480 6.68 575,000
SABRE CORP COM 7,497 New 362,000
SCIENTIFIC GAMES CORP CL A 7,262 7,262 New 570,000
REGAL ENTMT GROUP CL A 7,259 7,259 New 350,000
E M C CORP MASS COM 7,232 -7,319 (50.3) 252,000
WL ROSS HLDG CORP COM SHS 7,175 7,175 New 700,000
CUMULUS MEDIA INC CL A 5,711 2,555 80.94 1,556,100