SILVER CAPITAL MANAGEMENT LLC Information

767 THIRD AVENUE, NEW YORK, New York, 10017, (212) 223-3719

Report Date: 12/31/2013

Position Statistics

Total Positions 41
New Positions 4
Increased Positions 8
Decreased Positions 20
Positions with Activity 28
Sold Out Positions 11
Total Mkt Value (in $ millions) 28

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 13.74%
Capital Goods 15.58%
Conglomerates
Consumer Cyclical 1.84%
Consumer/Non-Cyclical
Energy 5.02%
Financial 26.48%
Healthcare
Services 21.96%
Technology 5.62%
Transportation 9.76%
Utilities

4 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENNYMAC MTG INVT TR COM 1,438 1,438 New 62,000
REPUBLIC AWYS HLDGS INC COM 814 814 New 99,497
HEALTH INS INNOVATIONS INC COM CL A 607 607 New 60,634
GLU MOBILE INC COM 94 94 New 23,000