SIGULER GUFF ADVISERS, LLC Information

825 THIRD AVENUE, NEW YORK, New York, 10022, (212) 634-5968

Report Date: 09/30/2014

Position Statistics

Total Positions 6
New Positions 1
Increased Positions 2
Decreased Positions 0
Positions with Activity 2
Sold Out Positions 0
Total Mkt Value (in $ millions) 126

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical 17.75%
Consumer/Non-Cyclical
Energy
Financial 35.09%
Healthcare
Services
Technology 4.81%
Transportation
Utilities

6 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALIBABA GROUP HLDG LTD SPONSORED ADS 53,540 53,540 New 483,871
SUN BANCORP INC COM NEW 33,351 New 1,692,085
SEQUENTIAL BRANDS GROUP INC COM NEW 22,444 New 1,757,575
PATRIOT NATL BANCORP INC COM 10,867 New 6,666,667
DAQO NEW ENERGY CORP SPNSRD ADR NEW 6,083 New 205,777
PENDRELL CORP COM 139 New 101,956