SIGNALPOINT ASSET MANAGEMENT, LLC Information

1201 E. WALNUT STREET, SPRINGFIELD, Missouri, 65802, (417) 869-9980

Report Date: 09/30/2014

Position Statistics

Total Positions 170
New Positions 3
Increased Positions 59
Decreased Positions 93
Positions with Activity 152
Sold Out Positions 10
Total Mkt Value (in $ millions) 206

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.74%
Conglomerates
Consumer Cyclical 5.77%
Consumer/Non-Cyclical 3.28%
Energy 4.52%
Financial 60.33%
Healthcare 1.53%
Services 5.36%
Technology 14.18%
Transportation 0.32%
Utilities 2.25%

170 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GLAXOSMITHKLINE PLC SPONSORED ADR 225 35 18.38 5,147
DUKE ENERGY CORP NEW COM NEW 219 -61 (21.79) 2,774
SPDR S&P 500 ETF TR TR UNIT 216 -68 (23.89) 1,112
SYSCO CORP COM 215 1 .33 5,711
CISCO SYS INC COM 210 -51 (19.43) 8,948
MONDELEZ INTL INC CL A 210 -15 (6.65) 6,306
LOCKHEED MARTIN CORP COM 205 205 New 1,188
CORNING INC COM 201 -6 (2.7) 10,831
ROYAL DUTCH SHELL PLC SPONS ADR A 189 -7 (3.58) 2,692
NUVEEN MUN OPPORTUNITY FD INC COM 177 New 12,200
NUVEEN MO PREM INCOME MUN FD COM 168 New 11,104
ROYCE VALUE TR INC COM 156 1 .52 10,720
WESTERN ASST MNGD MUN FD INC COM 154 1 .64 11,672
DNP SELECT INCOME FD COM 149 2 1.55 14,385
NUVEEN QUALITY PFD INCOME FD 2 COM 131 2 1.35 14,825
NUVEEN INT DUR QUAL MUN TRM FD COM 129 New 10,000
REGIONS FINL CORP NEW COM 101 -1 (1.35) 10,942
LIBERTY ALL STAR EQUITY FD SH BEN INT 73 -18 (19.38) 12,764
FRONTIER COMMUNICATIONS CORP COM 66 -16 (19.72) 10,568
FUEL TECH INC COM 50 50 New 11,811