SIGNALPOINT ASSET MANAGEMENT, LLC Information

1201 E. WALNUT STREET, SPRINGFIELD, Missouri, 65802, (417) 869-9980

Report Date: 09/30/2014

Position Statistics

Total Positions 169
New Positions 2
Increased Positions 58
Decreased Positions 92
Positions with Activity 150
Sold Out Positions 10
Total Mkt Value (in $ millions) 215

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.76%
Conglomerates
Consumer Cyclical 6.71%
Consumer/Non-Cyclical 3.33%
Energy 3.88%
Financial 58.88%
Healthcare 1.57%
Services 5.53%
Technology 15.04%
Transportation 0.32%
Utilities 2.34%

169 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY 575 -23 (3.91) 20,590
PHILLIPS 66 COM 571 -6 (0.98) 7,876
SABINE ROYALTY TR UNIT BEN INT 538 .06 14,033
FIRST TR EXCH TRD ALPHA FD II EMERG MKT ALPH 534 42 8.43 24,958
HOME DEPOT INC COM 522 New 5,034
BLACKROCK BUILD AMER BD TR SHS 514 New 23,568
ISHARES TR 0-5YR INVT GR CP 500 New 9,975
ABBVIE INC COM 497 New 7,716
FIRST TR EXCH TRD ALPHA FD II LATIN AMER ALP 485 44 9.93 25,658
WALGREEN CO COM 415 15 3.83 5,425
CABELAS INC COM 406 183 82.06 7,938
CATERPILLAR INC DEL COM 403 14 3.63 4,308
TORTOISE ENERGY INDEPENDENC FD COM 398 47 13.53 20,555
GUGGENHEIM BLD AMR BDS MANG DR COM 392 -8 (1.92) 17,931
COCA COLA CO COM 390 -26 (6.24) 9,066
BRISTOL MYERS SQUIBB CO COM 386 -18 (4.38) 6,529
JPMORGAN CHASE & CO ALERIAN ML ETN 371 .05 8,071
CSX CORP COM 361 1 .18 9,863
SCHWAB STRATEGIC TR US TIPS ETF 356 57 19.12 6,599
FLAHERTY & CRUMRINE DYN PFD SHS 356 10 2.86 15,594