SHAPIRO ROBERT N Information

ROPES & GRAY LLP, BOSTON, Massachusetts, 02199-3600,

Report Date: 12/31/2013

Position Statistics

Total Positions 1,045
New Positions 40
Increased Positions 137
Decreased Positions 668
Positions with Activity 805
Sold Out Positions 281
Total Mkt Value (in $ millions) 566

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.02%
Capital Goods 5.26%
Conglomerates 0.35%
Consumer Cyclical 1.49%
Consumer/Non-Cyclical 8.74%
Energy 11.73%
Financial 24.45%
Healthcare 12.34%
Services 11.1%
Technology 15.17%
Transportation 2.08%
Utilities 2.87%

1,045 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 48 New 451
ICICI BK LTD ADR 7 New 166
KYOCERA CORP ADR -98 Sold Out 0
NOVO-NORDISK A S ADR 380 New 8,615
RANDGOLD RES LTD ADR 38 New 484
TEVA PHARMACEUTICAL INDS LTD ADR 713 -136 (16) 14,024
VALE S A ADR 358 -235 (39.62) 25,384
WPP PLC NEW ADR 12 New 109
HDFC BANK LTD ADR REPS 3 SHS -6 Sold Out 0
QIHOO 360 TECHNOLOGY CO LTD ADS -22 Sold Out 0
MARKET VECTORS ETF TR AGRIBUS ETF 31 New 575
ALPS ETF TR ALERIAN MLP 515 New 28,500
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 1,009 -20 (1.97) 19,896
HONDA MOTOR LTD AMERN SHS -123 Sold Out 0
ISHARES ASIA 50 ETF 604 New 12,723
ISHARES CHINA LG-CAP ETF 991 -7 (0.72) 27,653
ABERCROMBIE & FITCH CO CL A -55 Sold Out 0
AIR LEASE CORP CL A -72 Sold Out 0
AMC NETWORKS INC CL A -39 Sold Out 0
AMPHENOL CORP NEW CL A 80 47 144.96 850