SHAPIRO ROBERT N Information

ROPES & GRAY LLP, BOSTON, Massachusetts, 02199-3600,

Report Date: 12/31/2013

Position Statistics

Total Positions 1,045
New Positions 40
Increased Positions 137
Decreased Positions 668
Positions with Activity 805
Sold Out Positions 281
Total Mkt Value (in $ millions) 566

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.02%
Capital Goods 5.26%
Conglomerates 0.35%
Consumer Cyclical 1.49%
Consumer/Non-Cyclical 8.74%
Energy 11.73%
Financial 24.45%
Healthcare 12.34%
Services 11.1%
Technology 15.17%
Transportation 2.08%
Utilities 2.87%

1,045 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ORANGE SPONSORED ADR -94 Sold Out 0
ORIENT-EXPRESS HOTELS LTD CL A -90 Sold Out 0
ORION ENERGY SYSTEMS INC COM -64 Sold Out 0
PENSKE AUTOMOTIVE GRP INC COM -84 Sold Out 0
PERRIGO CO COM -58 Sold Out 0
PHOENIX COS INC NEW COM NEW -8 Sold Out 0
PINNACLE WEST CAP CORP COM -29 Sold Out 0
PNM RES INC COM -38 Sold Out 0
POWERSHARES ETF TR II EM MRK LOW VOL -124 Sold Out 0
POWERSHARES ETF TRUST WNDRHLL CLN EN -3 Sold Out 0
PROGRESSIVE CORP OHIO COM -118 Sold Out 0
PROSHARES TR ULTSHT RUSS2000 -8 Sold Out 0
PVH CORP COM -1 Sold Out 0
QIHOO 360 TECHNOLOGY CO LTD ADS -22 Sold Out 0
QUESTCOR PHARMACEUTICALS INC COM -12 Sold Out 0
RALLY SOFTWARE DEV CORP COM -2 Sold Out 0
REGAL BELOIT CORP COM -65 Sold Out 0
REGENERON PHARMACEUTICALS COM -246 Sold Out 0
REGIS CORP MINN COM -28 Sold Out 0
REPUBLIC SVCS INC COM -105 Sold Out 0