SHAPIRO ROBERT N Information

ROPES & GRAY LLP, BOSTON, Massachusetts, 02199-3600,

Report Date: 09/30/2014

Position Statistics

Total Positions 912
New Positions 130
Increased Positions 334
Decreased Positions 276
Positions with Activity 610
Sold Out Positions 43
Total Mkt Value (in $ millions) 540

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.9%
Capital Goods 5.1%
Conglomerates 0.33%
Consumer Cyclical 1.08%
Consumer/Non-Cyclical 7.41%
Energy 9.12%
Financial 29.29%
Healthcare 12.29%
Services 11.28%
Technology 14.05%
Transportation 2.68%
Utilities 2.62%

912 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HONEYWELL INTL INC COM 2,403 1,844 329.87 23,815
ORACLE CORP COM 2,399 -36 (1.49) 55,278
SANDISK CORP COM 2,383 -181 (7.05) 30,170
DU PONT E I DE NEMOURS & CO COM 2,359 -200 (7.83) 32,237
COCA COLA CO COM 2,348 11 .46 55,387
MCDONALDS CORP COM 2,316 -143 (5.82) 25,855
COSTCO WHSL CORP NEW COM 2,301 -89 (3.71) 16,320
DEVON ENERGY CORP NEW COM 2,262 -176 (7.22) 36,422
ISHARES TR RUSSELL 2000 ETF 2,252 -3,211 (58.78) 18,973
HOME DEPOT INC COM 2,228 -37 (1.62) 21,191
LOWES COS INC COM 2,215 -677 (23.4) 31,710
AMGEN INC COM 2,206 -243 (9.91) 13,881
NORTHERN TR CORP COM 2,137 464 27.75 32,225
EXPRESS SCRIPTS HLDG CO COM 2,109 -228 (9.75) 25,205
WAL-MART STORES INC COM 2,096 -812 (27.93) 23,950
COOPER COS INC COM NEW 2,062 -108 (4.96) 12,681
AT&T INC COM 2,061 20 .98 62,801
MOODYS CORP COM 2,022 -102 (4.79) 21,612
EMERSON ELEC CO COM 1,995 -153 (7.1) 34,820
ROSS STORES INC COM 1,993 -59 (2.86) 21,131