SHAPIRO ROBERT N Information

ROPES & GRAY LLP, BOSTON, Massachusetts, 02199-3600,

Report Date: 03/31/2014

Position Statistics

Total Positions 818
New Positions 48
Increased Positions 166
Decreased Positions 327
Positions with Activity 493
Sold Out Positions 40
Total Mkt Value (in $ millions) 567

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 4.86%
Conglomerates 0.36%
Consumer Cyclical 1.31%
Consumer/Non-Cyclical 8.5%
Energy 11.82%
Financial 24.25%
Healthcare 13.54%
Services 10.7%
Technology 14.83%
Transportation 2.65%
Utilities 2.79%

818 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPS ETF TR ALERIAN MLP 540 New 28,500
KRAFT FOODS GROUP INC COM 534 -134 (20.12) 9,157
MEAD JOHNSON NUTRITION CO COM 525 38 7.76 5,552
US BANCORP DEL COM NEW 525 104 24.59 12,285
BTU INTL INC COM 520 New 159,597
AFFILIATED MANAGERS GROUP COM 495 21 4.50 2,414
BANK OF AMERICA CORPORATION COM 470 -63 (11.83) 30,175
MURPHY OIL CORP COM 451 New 6,670
SCHOLASTIC CORP COM 447 New 12,500
ISHARES TR CORE S&P MCP ETF 446 New 3,180
ALTRIA GROUP INC COM 446 -59 (11.74) 10,682
TOTAL S A SPONSORED ADR 444 -24 (5.21) 6,458
PRIVATEBANCORP INC COM 438 -58 (11.77) 15,000
BUCKEYE PARTNERS L P UNIT LTD PARTN 433 38 9.68 5,155
ZIMMER HLDGS INC COM 414 3 .61 4,105
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 413 -179 (30.29) 4,890
SUNOCO LOGISTICS PRTNRS L P COM UNITS 404 39 10.57 8,790
LINCOLN NATL CORP IND COM 401 48 13.72 7,585
ALLIANT ENERGY CORP COM 400 New 6,800
NOVO-NORDISK A S ADR 397 1 .37 8,647