SHAPIRO ROBERT N Information

ROPES & GRAY LLP, BOSTON, Massachusetts, 02199-3600,

Report Date: 09/30/2014

Position Statistics

Total Positions 906
New Positions 130
Increased Positions 334
Decreased Positions 273
Positions with Activity 607
Sold Out Positions 41
Total Mkt Value (in $ millions) 529

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.95%
Capital Goods 4.98%
Conglomerates 0.34%
Consumer Cyclical 1.06%
Consumer/Non-Cyclical 7.35%
Energy 10.15%
Financial 29.65%
Healthcare 11.61%
Services 10.71%
Technology 14.31%
Transportation 2.7%
Utilities 2.53%

41 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGCO CORP COM -5 Sold Out 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -102 Sold Out 0
ASTRONICS CORP CL B -14 Sold Out 0
ASTRONICS CORP COM -59 Sold Out 0
AUTOBYTEL INC COM NEW -29 Sold Out 0
B/E AEROSPACE INC COM -43 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET -19 Sold Out 0
DIEBOLD INC COM -99 Sold Out 0
DIGITAL RLTY TR INC COM -20 Sold Out 0
ENERGIZER HLDGS INC COM -35 Sold Out 0
EXELIS INC COM -143 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -38 Sold Out 0
INTRALINKS HLDGS INC COM -15 Sold Out 0
JUMEI INTL HLDG LTD SPONSORED ADR Sold Out 0
LIBERTY MEDIA CORP DELAWARE COM SER C -132 Sold Out 0
LIBERTY TRIPADVISOR HLDGS INC COM SER A -17 Sold Out 0
MOBILEIRON INC COM NEW -4 Sold Out 0
NEUSTAR INC CL A -9 Sold Out 0
NOVADAQ TECHNOLOGIES INC COM -29 Sold Out 0
PENNEY J C INC COM -3 Sold Out 0