SG AMERICAS SECURITIES, LLC Information

245 PARK AVENUE, NEW YORK, New York, 10167, (212) 278-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 2,901
New Positions 472
Increased Positions 1,028
Decreased Positions 1,823
Positions with Activity 2,851
Sold Out Positions 781
Total Mkt Value (in $ millions) 23,354

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 3.54%
Conglomerates 0.05%
Consumer Cyclical 2.35%
Consumer/Non-Cyclical 5.52%
Energy 4.16%
Financial 32.62%
Healthcare 7.64%
Services 16.59%
Technology 20.03%
Transportation 1.12%
Utilities 2.36%

1,028 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DREYFUS STRATEGIC MUNS INC COM 346 346 New 42,545
WESTERN ASST MNGD MUN FD INC COM 345 345 New 27,121
EATON VANCE SR FLTNG RTE TR COM 343 343 New 23,021
BLACKROCK MUNIASSETS FD INC COM 342 342 New 27,553
BLACKROCK CALIF MUN INCOME TR SH BEN INT 341 341 New 22,957
DIVIDEND & INCOME FUND COM NEW 341 341 New 22,016
APPROACH RESOURCES INC COM 339 215 172.05 17,395
NUVEEN TX ADV TOTAL RET STRGY COM 339 339 New 24,916
BLACKROCK MUNIENHANCED FD INC COM 338 338 New 30,459
NUVEEN QUALITY PFD INC FD 3 COM 338 338 New 40,341
PIONEER MUN HIGH INCOME TR COM SHS 331 331 New 22,723
TRIANGLE PETE CORP COM NEW 329 206 167.75 33,458
GABELLI UTIL TR COM 326 255 356.69 48,382
EQUAL ENERGY LTD COM 325 325 New 67,673
SEQUENOM INC COM NEW 324 45 16.19 124,916
MFS CHARTER INCOME TR SH BEN INT 321 321 New 35,012
OCWEN FINL CORP COM NEW 319 319 New 8,185
QUINTILES TRANSNATIO HLDGS INC COM 318 318 New 6,336
PUTNAM MANAGED MUN INCOM TR COM 318 318 New 45,301
FIRST TR SR FLG RTE INCM FD II COM 315 315 New 22,499