SG AMERICAS SECURITIES, LLC Information

245 PARK AVENUE, NEW YORK, New York, 10167, (212) 278-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 2,901
New Positions 473
Increased Positions 1,029
Decreased Positions 1,822
Positions with Activity 2,851
Sold Out Positions 781
Total Mkt Value (in $ millions) 22,793

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 3.52%
Conglomerates 0.05%
Consumer Cyclical 2.35%
Consumer/Non-Cyclical 5.52%
Energy 4.09%
Financial 32.72%
Healthcare 7.63%
Services 16.63%
Technology 19.98%
Transportation 1.12%
Utilities 2.38%

2,901 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 738,616 -335,126 (31.21) 1,421,481
ISHARES RUSSELL 2000 ETF 579,680 312,892 117.28 5,250,247
SPDR S&P 500 ETF TR TR UNIT 514,608 -210,217 (29) 2,835,149
MICROSOFT CORP COM 434,371 -155,735 (26.39) 11,078,343
ISHARES U.S. REAL ES ETF 390,745 -83,997 (17.69) 5,787,106
FACEBOOK INC CL A 377,711 113,521 42.97 6,453,291
SELECT SECTOR SPDR TR SBI INT-ENERGY 352,431 -181,541 (34) 3,984,523
JPMORGAN CHASE & CO COM 329,747 105,936 47.33 5,962,868
CISCO SYS INC COM 259,072 -8,236 (3.08) 11,534,805
SPDR DOW JONES INDL AVRG ETF UT SER 1 251,195 86,243 52.28 1,569,774
POWERSHARES QQQ TRUST UNIT SER 1 229,275 -44,698 (16.32) 2,725,890
MICRON TECHNOLOGY INC COM 225,964 -12,082 (5.08) 10,693,983
JOHNSON & JOHNSON COM 218,944 62,917 40.33 2,260,183
COMCAST CORP NEW CL A 188,563 -25,591 (11.95) 3,931,667
GENERAL ELECTRIC CO COM 172,941 13,703 8.61 6,800,653
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 170,588 -219,527 (56.27) 711,464
EBAY INC COM 167,337 57,656 52.57 3,130,131
INTEL CORP COM 162,033 -113,532 (41.2) 6,189,174
BANK OF AMERICA CORPORATION COM 160,768 -29,391 (15.46) 10,194,518
VERIZON COMMUNICATIONS INC COM 155,656 34,303 28.27 3,306,906