SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 85
Total Mkt Value (in $ millions) 4,693

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.07%
Capital Goods 1.7%
Conglomerates 0.12%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.66%
Energy 11.66%
Financial 39.37%
Healthcare 3.81%
Services 12.24%
Technology 5.98%
Transportation 4.67%
Utilities 9.46%

650 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADVANCE AUTO PARTS INC COM -237 Sold Out 0
ADVANCED MICRO DEVICES INC COM -145 Sold Out 0
AEGION CORP COM -1,666 Sold Out 0
AK STL HLDG CORP COM -241 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -436 Sold Out 0
ALEXCO RESOURCE CORP COM -33 Sold Out 0
ALLIED NEVADA GOLD CORP COM -202 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS -383 Sold Out 0
ARRIS GROUP INC NEW COM -498 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -199 Sold Out 0
ATLANTIC PWR CORP COM NEW -78 Sold Out 0
AUGUSTA RES CORP COM NEW -842 Sold Out 0
BAIDU INC SPON ADR REP A -373 Sold Out 0
BANCO DE CHILE SPONSORED ADR -518 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -195 Sold Out 0
BARD C R INC COM -422 Sold Out 0
BIOGEN IDEC INC COM -317 Sold Out 0
CALAMP CORP COM -144 Sold Out 0
CENCOSUD S A SPONSORED ADS -371 Sold Out 0
CHENIERE ENERGY INC COM NEW -2,302 Sold Out 0