SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 407
Decreased Positions 220
Positions with Activity 627
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,853

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.55%
Capital Goods 1.61%
Conglomerates 0.13%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.54%
Energy 12.69%
Financial 39.11%
Healthcare 4.01%
Services 12.34%
Technology 5.1%
Transportation 4.74%
Utilities 8.98%

646 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACE LIMITED SHS -2,226 Sold Out 0
ADOBE SYS INC COM -260 Sold Out 0
AGILENT TECHNOLOGIES INC COM -401 Sold Out 0
ALAMOS GOLD INC COM -618 Sold Out 0
ALDERON IRON ORE CORP COM -37 Sold Out 0
ALIGN TECHNOLOGY INC COM -357 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -274 Sold Out 0
ALPHA NATURAL RESOURCES INC COM -65 Sold Out 0
AMKOR TECHNOLOGY INC COM -111 Sold Out 0
ARCH COAL INC COM -112 Sold Out 0
ASHLAND INC NEW COM -1,487 Sold Out 0
AVIS BUDGET GROUP COM -709 Sold Out 0
B2GOLD CORP COM -712 Sold Out 0
BAKER HUGHES INC COM -3,614 Sold Out 0
BEST BUY INC COM -585 Sold Out 0
BGC PARTNERS INC CL A -97 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -600 Sold Out 0
CABELAS INC COM -536 Sold Out 0
CHESAPEAKE ENERGY CORP COM -12,558 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -530 Sold Out 0