SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2014

Position Statistics

Total Positions 645
New Positions 67
Increased Positions 284
Decreased Positions 338
Positions with Activity 622
Sold Out Positions 92
Total Mkt Value (in $ millions) 3,715

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.35%
Capital Goods 2.28%
Conglomerates 0.17%
Consumer Cyclical 2.23%
Consumer/Non-Cyclical 4.07%
Energy 8.58%
Financial 41.41%
Healthcare 4.65%
Services 12.19%
Technology 7.04%
Transportation 3.94%
Utilities 9.12%

645 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 6,373 -193 (2.94) 39,409
ABB LTD SPONSORED ADR 210 2 1.05 9,657
ABBOTT LABS COM 6,434 -311 (4.62) 139,122
ABBVIE INC COM 4,339 2,367 120.06 69,659
ABERDEEN ASIA PACIFIC INCOM FD COM 2,007 149 8.01 368,344
ACCENTURE PLC IRELAND SHS CLASS A 1,446 -1,031 (41.63) 15,650
ACTAVIS PLC SHS 1,147 886 339.64 3,860
ADOBE SYS INC COM 415 -345 (45.37) 5,674
ADVANCE AUTO PARTS INC COM 216 216 New 1,440
ADVANTAGE OIL & GAS LTD COM 4,553 -25 (0.56) 753,750
AEGON N V NY REGISTRY SH 142 New 18,000
AETNA INC NEW COM 1,640 103 6.71 15,226
AFLAC INC COM 950 -29 (2.99) 14,848
AGL RES INC COM -481 Sold Out 0
AGNICO EAGLE MINES LTD COM 475 -2,947 (86.11) 15,701
AGRIUM INC COM 30,544 -23,083 (43.04) 287,126
ALCOA INC COM 598 -75 (11.11) 44,445
ALDERON IRON ORE CORP COM 3 New 13,000
ALEXION PHARMACEUTICALS INC COM -748 Sold Out 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 276 276 New 3,370