SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 09/30/2015

Position Statistics

Total Positions 699
New Positions 65
Increased Positions 340
Decreased Positions 323
Positions with Activity 663
Sold Out Positions 79
Total Mkt Value (in $ millions) 3,399

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.24%
Capital Goods 1.85%
Conglomerates 0.19%
Consumer Cyclical 2.1%
Consumer/Non-Cyclical 4.65%
Energy 5.77%
Financial 42.54%
Healthcare 5.11%
Services 14.06%
Technology 8.28%
Transportation 3.47%
Utilities 7.75%

699 Positions as of 09/30/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 5,240 651 14.19 34,143
ABB LTD SPONSORED ADR 264 20 8.03 15,008
ABBOTT LABS COM 4,275 -46 (1.07) 114,285
ABBVIE INC COM 7,359 1,028 16.23 138,532
ABERDEEN ASIA PACIFIC INCOM FD COM 1,626 -52 (3.12) 359,047
ABIOMED INC COM 336 35 11.57 4,127
ACCENTURE PLC IRELAND SHS CLASS A 2,013 -99 (4.69) 20,340
ACTIVISION BLIZZARD INC COM -693 Sold Out 0
ADVANCE AUTO PARTS INC COM 824 602 270.55 5,725
ADVANTAGE OIL & GAS LTD COM 4,199 44 1.06 759,342
AECOM COM 403 12 2.94 15,610
AERCAP HOLDINGS NV SHS 599 166 38.34 21,498
AETNA INC NEW COM 3,118 1,188 61.57 31,426
AFLAC INC COM 2,335 -543 (18.87) 40,118
AGNICO EAGLE MINES LTD COM 1,561 269 20.84 46,594
AGRIUM INC COM 25,437 2,069 8.85 295,233
AKAMAI TECHNOLOGIES INC COM 749 209 38.64 17,330
ALCOA INC COM 196 -718 (78.53) 24,189
ALDERON IRON ORE CORP COM 1 New 16,000
ALIBABA GROUP HLDG LTD SPONSORED ADS 1,153 -371 (24.34) 18,402