SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2015

Position Statistics

Total Positions 644
New Positions 22
Increased Positions 101
Decreased Positions 52
Positions with Activity 153
Sold Out Positions 22
Total Mkt Value (in $ millions) 3,970

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.67%
Capital Goods 1.79%
Conglomerates 0.24%
Consumer Cyclical 2.05%
Consumer/Non-Cyclical 4.11%
Energy 6.78%
Financial 43.71%
Healthcare 4.78%
Services 13.61%
Technology 6.6%
Transportation 3.6%
Utilities 8.1%

644 Positions as of 12/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 956 New 9,992
ISHARES TR 0-5YR INVT GR CP 1,333 New 26,263
ISHARES TR 1-3 YR CR BD ETF 238 New 2,251
ISHARES TR 1-3 YR TR BD ETF 6,028 New 70,911
BANCO SANTANDER SA ADR 185 New 36,828
BARCLAYS PLC ADR 132 New 13,181
BT GROUP PLC ADR 273 -273 (50) 8,325
ICICI BK LTD ADR 894 New 126,808
NOVO-NORDISK A S ADR 5,173 New 92,714
RANDGOLD RES LTD ADR 890 151 20.39 8,856
TEVA PHARMACEUTICAL INDS LTD ADR 4,516 New 82,933
VALE S A ADR 317 New 55,960
ERICSSON ADR B SEK 10 387 New 47,826
SONY CORP ADR NEW 1,957 New 81,212
BARCLAYS BANK PLC ADR PFD SR 5 238 New 9,013
CTRIP COM INTL LTD AMERICAN DEP SHS 941 941 New 21,589
HONDA MOTOR LTD AMERN SHS 957 New 35,480
SPDR INDEX SHS FDS ASIA PACIF ETF 1,413 New 19,325
FIRST TR EXCHANGE TRADED FD II AUTO INDEX FD 249 New 7,630
SPDR SERIES TRUST BARCLYS TIPS ETF 455 New 7,921