SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2013

Position Statistics:

Total Positions 452
New Positions 77
Increased Positions 270
Decreased Positions 163
Positions with Activity 433
Sold Out Positions 55
Total Mkt Value
(in $ millions)
2,449

Sector Weighting

Basic Materials 6.19%
Capital Goods 1.83%
Conglomerates 0.13%
Consumer Cyclical 2.06%
Consumer/Non-Cyclical 3.56%
Energy 9.61%
Financial 37.5%
Healthcare 4.37%
Services 15.78%
Technology 4.88%
Transportation 3.97%
Utilities 9.48%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

452 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ICICI BK LTD ADR 1,072 375 53.89 25,700
NOVO-NORDISK A S ADR 4,421 80 1.84 27,341
TEVA PHARMACEUTICAL INDS LTD ADR 1,451 542 59.63 36,895
VALE S A ADR 734 -4 (0.53) 51,850
MARKET VECTORS ETF TR AGRIBUS ETF 1,346 -161 (10.66) 25,359
HONDA MOTOR LTD AMERN SHS 1,305 -3 (0.24) 35,485
ISHARES TR BARCLYS 1-3 YR 1,042 99 10.52 12,340
ISHARES TR BARCLYS SH TREA 1,330 347 35.27 12,062
ABERCROMBIE & FITCH CO CL A -294 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL A 518 173 50 3
CENTRAL FD CDA LTD CL A 1,958 -50 (2.5) 126,025
COMCAST CORP NEW CL A 618 315 104.12 15,415
CRAWFORD & CO CL A 170 7 4.47 32,750
GOOGLE INC CL A 12,157 5,716 88.76 13,717
HOVNANIAN ENTERPRISES INC CL A 95 New 14,875
LIBERTY MEDIA CORP DELAWARE CL A 449 449 New 3,540
MARRIOTT INTL INC NEW CL A -274 Sold Out 0
MASTERCARD INC CL A 320 -1 (0.36) 553
MONDELEZ INTL INC CL A 3,410 361 11.85 112,402
NEW YORK TIMES CO CL A -174 Sold Out 0

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